We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
601
Roku
ROKU
$21.1B
$969K 0.02%
2,919
-359
-11% -$94.2K
MSI icon
602
Motorola Solutions
MSI
$69.4B
$963K 0.02%
5,664
+235
+4% +$39.4K
VXF icon
603
Vanguard Extended Market ETF
VXF
$30.3B
$960K 0.02%
5,832
– –
QQQX icon
604
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$958K 0.02%
36,835
-364
-1% -$9K
CTLT
605
DELISTED
CATALENT, INC.
CTLT
$956K 0.02%
9,187
-1,863
-17% -$181K
OMF icon
606
OneMain Financial
OMF
$6.9B
$951K 0.02%
19,757
-14,564
-42% -$575K
RFG icon
607
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$940K 0.02%
23,185
– –
SPYD icon
608
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$936K 0.02%
28,418
+1,744
+7% +$53.9K
GLW icon
609
Corning
GLW
$126B
$935K 0.02%
25,983
-3,408
-12% -$121K
DIVO icon
610
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$931K 0.02%
28,475
+14,400
+102% +$455K
VBTX
611
DELISTED
Veritex Holdings
VBTX
$928K 0.02%
36,177
-18,840
-34% -$414K
DPZ icon
612
Domino's
DPZ
$11B
$923K 0.02%
2,406
-66
-3% -$25.9K
SJNK icon
613
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$921K 0.02%
34,171
-7,998
-19% -$211K
BWXT icon
614
BWX Technologies
BWXT
$16B
$919K 0.02%
15,244
+64
+0.4% +$3.69K
AZN icon
615
AstraZeneca
AZN
$263B
$912K 0.02%
9,124
+38
+0.4% +$4.03K
LTC
616
LTC Properties
LTC
$2.16B
$907K 0.02%
23,309
-1,470
-6% -$54K
SPOT icon
617
Spotify
SPOT
$99.2B
$907K 0.02%
2,884
-57
-2% -$16.1K
FXH icon
618
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$905K 0.02%
8,397
+60
+0.7% +$6.1K
NEE.PRP
619
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$896K 0.02%
17,631
+5,425
+44% +$270K
PNR icon
620
Pentair
PNR
$10.2B
$891K 0.02%
16,792
-881
-5% -$45.2K
OTIS icon
621
Otis Worldwide
OTIS
$27.4B
$887K 0.02%
13,129
-474
-3% -$30.7K
NNN icon
622
NNN REIT
NNN
$9.39B
$886K 0.02%
21,662
+422
+2% +$15.9K
NXPI icon
623
NXP Semiconductors
NXPI
$68B
$885K 0.02%
5,565
-60
-1% -$8.84K
HMC icon
624
Honda
HMC
$36.5B
$884K 0.02%
31,282
-550
-2% -$14.8K
BTZ icon
625
BlackRock Credit Allocation Income Trust
BTZ
$927M
$867K 0.02%
58,930
-2,279
-4% -$32.8K
23 24
25
26 27

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.