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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SH icon
601
ProShares Short S&P500
SH
$914M
$813K 0.02%
10,000
+1,250
+14% +$104K
MPLX icon
602
MPLX
MPLX
$60.1B
$812K 0.02%
51,586
-1,965
-4% -$35.5K
PNR icon
603
Pentair
PNR
$10.8B
$809K 0.02%
17,673
+24
+0.1% +$1.04K
XSOE icon
604
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.97B
$802K 0.02%
+23,828
New +$792K
K
605
DELISTED
Kellanova
K
$799K 0.02%
13,179
-340
-3% -$21.6K
MKC icon
606
McCormick & Company Non-Voting
MKC
$13.9B
$799K 0.02%
8,238
+872
+12% +$85.3K
BWX icon
607
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$790K 0.02%
26,621
+24
+0.1% +$713
FXH icon
608
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$790K 0.02%
8,337
+100
+1% +$9.37K
BCSF icon
609
Bain Capital Specialty
BCSF
$833M
$786K 0.02%
77,073
-603
-0.8% -$6.3K
GSSC icon
610
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.05B
$781K 0.02%
+18,540
New +$783K
RFG icon
611
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$781K 0.02%
23,185
-380
-2% -$12.3K
BYLD icon
612
iShares Yield Optimized Bond ETF
BYLD
$449M
$774K 0.02%
30,095
– –
MGM icon
613
MGM Resorts International
MGM
$11.8B
$768K 0.02%
35,333
+19,649
+125% +$390K
ESRT icon
614
Empire State Realty Trust
ESRT
$976M
$765K 0.02%
124,976
+12,096
+11% +$78.5K
IYH icon
615
iShares US Healthcare ETF
IYH
$3.46B
$765K 0.02%
16,840
+2,095
+14% +$94.8K
BIZD icon
616
VanEck BDC Income ETF
BIZD
$1.62B
$758K 0.01%
62,346
-1,074
-2% -$12.8K
VXF icon
617
Vanguard Extended Market ETF
VXF
$30.5B
$757K 0.01%
5,832
-132
-2% -$16.8K
MNDT
618
DELISTED
Mandiant, Inc. Common Stock
MNDT
$757K 0.01%
61,291
-1,806
-3% -$24.7K
HMC icon
619
Honda
HMC
$39.3B
$754K 0.01%
31,832
-476
-1% -$12K
VLUE icon
620
iShares MSCI USA Value Factor ETF
VLUE
$9.29B
$749K 0.01%
10,157
+7,357
+263% +$547K
AAP icon
621
Advance Auto Parts
AAP
$3.54B
$744K 0.01%
4,844
-142
-3% -$21.4K
NTR icon
622
Nutrien
NTR
$33.3B
$744K 0.01%
18,970
-309
-2% -$11.3K
TPIC
623
DELISTED
TPI Composites
TPIC
$741K 0.01%
25,570
-1,600
-6% -$44.9K
PVH icon
624
PVH
PVH
$4.01B
$739K 0.01%
12,386
-1,441
-10% -$79.3K
VOT icon
625
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$739K 0.01%
4,100
+624
+18% +$110K
23 24
25
26 27

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.