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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDS icon
601
GDS Holdings
GDS
$6.34B
$819K 0.02%
15,870
-720
-4% -$32.3K
UPGD icon
602
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$118M
$817K 0.02%
16,983
– –
SABR icon
603
Sabre
SABR
$656M
$815K 0.02%
36,337
-6,629
-15% -$147K
FNX icon
604
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$809K 0.02%
11,166
-494
-4% -$34.5K
ISRG icon
605
Intuitive Surgical
ISRG
$121B
$809K 0.02%
4,104
+231
+6% +$43.3K
IDXX icon
606
Idexx Laboratories
IDXX
$42.9B
$805K 0.02%
3,084
-2,774
-47% -$731K
TU icon
607
Telus
TU
$16B
$801K 0.02%
41,346
+7,838
+23% +$145K
SABA
608
Saba Capital Income & Opportunities Fund II
SABA
$220M
$799K 0.02%
65,201
-2,911
-4% -$35.1K
UBER icon
609
Uber
UBER
$134B
$795K 0.02%
26,742
+14,317
+115% +$425K
MNDT
610
DELISTED
Mandiant, Inc. Common Stock
MNDT
$789K 0.02%
47,734
-5,655
-11% -$90.7K
CONE
611
DELISTED
CyrusOne Inc Common Stock
CONE
$789K 0.02%
12,066
+603
+5% +$41.4K
GRX
612
Gabelli Healthcare & Wellness Trust
GRX
$141M
$780K 0.02%
67,690
-979
-1% -$10.6K
CAG icon
613
Conagra Brands
CAG
$7.07B
$779K 0.02%
22,743
-445
-2% -$12.9K
WBD icon
614
Warner Bros
WBD
$64.6B
$773K 0.02%
23,616
+2,771
+13% +$83.5K
BYLD icon
615
iShares Yield Optimized Bond ETF
BYLD
$447M
$772K 0.02%
30,095
– –
GDV icon
616
Gabelli Dividend & Income Trust
GDV
$2.6B
$771K 0.02%
35,116
+1,972
+6% +$41.3K
BWX icon
617
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$765K 0.02%
26,554
-112
-0.4% -$3.21K
FXD icon
618
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$761K 0.02%
16,799
-21
-0.1% -$916
NTR icon
619
Nutrien
NTR
$32.7B
$759K 0.02%
15,846
-1,882
-11% -$90.9K
PGX icon
620
Invesco Preferred ETF
PGX
$3.84B
$759K 0.02%
50,576
-1,379
-3% -$20.6K
VIAV icon
621
Viavi Solutions
VIAV
$9.75B
$754K 0.02%
50,250
-1,900
-4% -$28.4K
LVHD icon
622
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$753K 0.02%
22,101
-1,100
-5% -$36.9K
WU icon
623
Western Union
WU
$2.57B
$752K 0.02%
28,079
-290
-1% -$7.52K
VXF icon
624
Vanguard Extended Market ETF
VXF
$30.3B
$751K 0.02%
5,964
-59
-1% -$7.13K
BWG
625
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$746K 0.02%
59,053
-5,730
-9% -$70.8K
23 24
25
26 27

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.