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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
601
Corteva
CTVA
$59.7B
$845K 0.02%
30,193
-13,257
-31% -$383K
HAL icon
602
Halliburton
HAL
$27.9B
$845K 0.02%
44,819
+27,152
+154% +$562K
MKTX icon
603
MarketAxess Holdings
MKTX
$4.15B
$842K 0.02%
2,570
+33
+1% +$11.8K
TIP icon
604
iShares TIPS Bond ETF
TIP
$14.5B
$840K 0.02%
7,223
-35
-0.5% -$4.06K
BG icon
605
Bunge Global
BG
$23.6B
$838K 0.02%
14,792
-5,183
-26% -$289K
SABA
606
Saba Capital Income & Opportunities Fund II
SABA
$220M
$836K 0.02%
68,112
-1,091
-2% -$13.7K
CVGW
607
DELISTED
Calavo Growers
CVGW
$834K 0.02%
8,758
-2,219
-20% -$204K
EEFT icon
608
Euronet Worldwide
EEFT
$3.02B
$830K 0.02%
5,672
+1,437
+34% +$222K
FTS icon
609
Fortis
FTS
$30B
$830K 0.02%
19,618
+2,386
+14% +$97.3K
HEI.A icon
610
HEICO Corp Class A
HEI.A
$35.4B
$821K 0.02%
8,432
+114
+1% +$12.1K
PJUL icon
611
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$817K 0.02%
+31,343
New +$813K
SU icon
612
Suncor Energy
SU
$77.7B
$813K 0.02%
25,754
-1,036
-4% -$31.2K
CQP icon
613
Cheniere Energy
CQP
$31.8B
$807K 0.02%
17,751
-200
-1% -$8.88K
LYV icon
614
Live Nation Entertainment
LYV
$41.2B
$806K 0.02%
12,150
-84
-0.7% -$5.87K
K
615
DELISTED
Kellanova
K
$805K 0.02%
13,322
+521
+4% +$29.8K
BBAG icon
616
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$802K 0.02%
+14,953
New +$797K
VBTX
617
DELISTED
Veritex Holdings
VBTX
$801K 0.02%
33,001
-5,483
-14% -$135K
SIEN
618
DELISTED
Sientra, Inc.
SIEN
$800K 0.02%
12,339
-13,144
-52% -$836K
AZN icon
619
AstraZeneca
AZN
$263B
$794K 0.02%
8,908
-8,845
-50% -$767K
TRGP icon
620
Targa Resources
TRGP
$60.4B
$789K 0.02%
19,633
-3,552
-15% -$136K
FNX icon
621
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$788K 0.02%
11,660
-111
-0.9% -$7.54K
BWG
622
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$784K 0.02%
64,783
-12,780
-16% -$152K
MKL icon
623
Markel Group
MKL
$25B
$781K 0.02%
661
+14
+2% +$15.9K
PGX icon
624
Invesco Preferred ETF
PGX
$3.84B
$780K 0.02%
51,955
-45,264
-47% -$674K
LVHD icon
625
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$779K 0.02%
23,201
+400
+2% +$13K
23 24
25
26 27

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.