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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLS
601
DELISTED
Staples Inc
SPLS
$303K 0.02%
26,726
-729
-3% -$9.52K
PCYC
602
DELISTED
PHARMACYCLICS INC
PCYC
$301K 0.02%
3,000
-200
-6% -$26K
IAU icon
603
iShares Gold Trust
IAU
$62.8B
$300K 0.02%
12,054
-445
-4% -$11.2K
ZTS icon
604
Zoetis
ZTS
$32.7B
$300K 0.02%
10,367
+1,200
+13% +$36.6K
RESI
605
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$300K 0.02%
9,516
-249
-3% -$7.52K
LGF
606
DELISTED
Lions Gate Entertainment
LGF
$299K 0.02%
11,188
+105
+0.9% +$3.22K
STT icon
607
State Street
STT
$48.4B
$298K 0.02%
4,290
-152
-3% -$10.5K
KFN
608
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$297K 0.02%
25,670
– –
CBSH icon
609
Commerce Bancshares
CBSH
$8.68B
$294K 0.02%
11,389
-295
-3% -$7.33K
ARG
610
DELISTED
Airgas Inc
ARG
$294K 0.02%
2,761
-9
-0.3% -$965
NUVA
611
DELISTED
NuVasive, Inc.
NUVA
$292K 0.02%
7,596
+30
+0.4% +$1.1K
APL
612
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$291K 0.02%
9,060
+915
+11% +$29.5K
EWBC icon
613
East-West Bancorp
EWBC
$17.8B
$289K 0.02%
7,919
+559
+8% +$19.7K
TRAK
614
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$288K 0.02%
5,850
+80
+1% +$4.01K
FGM icon
615
First Trust Germany AlphaDEX Fund
FGM
$97.5M
$286K 0.02%
6,749
+109
+2% +$4.54K
MAT icon
616
Mattel
MAT
$4.47B
$285K 0.02%
7,118
+246
+4% +$9.77K
PB icon
617
Prosperity Bancshares
PB
$8.9B
$284K 0.02%
4,295
– –
SMG icon
618
ScottsMiracle-Gro
SMG
$4.09B
$282K 0.02%
4,601
+66
+1% +$3.92K
TBT icon
619
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$282K 0.02%
4,180
– –
CMI icon
620
Cummins
CMI
$83.6B
$281K 0.02%
1,883
-421
-18% -$58.5K
IVR icon
621
Invesco Mortgage Capital
IVR
$759M
$280K 0.02%
1,703
+521
+44% +$84.3K
POWI icon
622
Power Integrations
POWI
$3.15B
$280K 0.02%
8,504
+180
+2% +$5.46K
TEL icon
623
TE Connectivity
TEL
$60B
$277K 0.02%
4,605
-194
-4% -$11.1K
PDCO
624
DELISTED
Patterson Companies, Inc.
PDCO
$276K 0.02%
+6,599
New +$270K
MSM icon
625
MSC Industrial Direct
MSM
$6.76B
$275K 0.02%
3,174
+88
+3% +$7.5K
23 24
25
26 27

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PEA
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VAS
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.