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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
601
British American Tobacco
BTI
$132B
$294K 0.02%
5,584
+160
+3% +$8.46K
REGN icon
602
Regeneron Pharmaceuticals
REGN
$69.8B
$294K 0.02%
+941
New +$248K
BWA icon
603
BorgWarner
BWA
$13.3B
$293K 0.02%
6,557
-938
-13% -$39.4K
VHT icon
604
Vanguard Health Care ETF
VHT
$18.2B
$293K 0.02%
3,145
+783
+33% +$71.9K
CMI icon
605
Cummins
CMI
$92.5B
$292K 0.02%
2,197
+239
+12% +$29.5K
MGA icon
606
Magna International
MGA
$18.1B
$292K 0.02%
7,068
-50
-0.7% -$1.96K
MCRS
607
DELISTED
MICROS SYSTEMS INC
MCRS
$292K 0.02%
5,850
+2,680
+85% +$130K
GD icon
608
General Dynamics
GD
$104B
$291K 0.02%
3,322
-122
-4% -$10.4K
AWK icon
609
American Water Works
AWK
$26.2B
$289K 0.02%
6,989
+33
+0.5% +$1.36K
ARMH
610
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$288K 0.02%
5,983
+2,040
+52% +$86.2K
HBI
611
DELISTED
Hanesbrands
HBI
$286K 0.02%
18,344
+1,660
+10% +$24.7K
ITRI icon
612
Itron
ITRI
$3.76B
$286K 0.02%
6,685
-797
-11% -$32.6K
LOPE icon
613
Grand Canyon Education
LOPE
$3.72B
$286K 0.02%
7,111
-35
-0.5% -$1.25K
WBA
614
DELISTED
Walgreens Boots Alliance
WBA
$284K 0.02%
5,270
-7,856
-60% -$395K
BR icon
615
Broadridge
BR
$17.1B
$282K 0.02%
8,880
-200
-2% -$5.94K
EWBC icon
616
East-West Bancorp
EWBC
$18B
$282K 0.02%
8,821
+4,215
+92% +$128K
ORAN
617
DELISTED
Orange
ORAN
$280K 0.02%
+22,410
New +$234K
KEX icon
618
Kirby Corp
KEX
$8.01B
$279K 0.02%
3,218
-5
-0.2% -$419
ESL
619
DELISTED
Esterline Technologies
ESL
$278K 0.02%
3,475
– –
FISV
620
Fiserv Inc
FISV
$27.3B
$277K 0.01%
10,972
+756
+7% +$18.3K
AZPN
621
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$277K 0.01%
8,018
+4,295
+115% +$148K
EW icon
622
Edwards Lifesciences
EW
$49.2B
$276K 0.01%
+23,802
New +$278K
RAMP icon
623
LiveRamp
RAMP
$2.29B
$275K 0.01%
+9,680
New +$249K
CBSH icon
624
Commerce Bancshares
CBSH
$8.55B
$274K 0.01%
11,778
-481
-4% -$11.4K
FNGN
625
DELISTED
Financial Engines, Inc.
FNGN
$272K 0.01%
4,580
-30
-0.7% -$1.6K
23 24
25
26 27

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.