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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
576
Kraft Heinz
KHC
$30.4B
$802K 0.02%
23,829
+781
+3% +$27K
AVY icon
577
Avery Dennison
AVY
$12.3B
$798K 0.02%
+4,368
New +$791K
TTEK icon
578
Tetra Tech
TTEK
$8.23B
$796K 0.02%
+26,190
New +$851K
QRVO icon
579
Qorvo
QRVO
$7.63B
$792K 0.02%
8,300
-85
-1% -$8.68K
BOND icon
580
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$791K 0.02%
9,000
– –
IEO icon
581
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$787K 0.02%
8,069
+156
+2% +$14.8K
IGR
582
CBRE Global Real Estate Income Fund
IGR
$712M
$784K 0.02%
174,241
-11,970
-6% -$62.1K
DVYE icon
583
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$782K 0.02%
32,815
+1,790
+6% +$44.3K
CAG icon
584
Conagra Brands
CAG
$7.07B
$780K 0.02%
28,448
-9,841
-26% -$303K
MRSH
585
Marsh
MRSH
$86.3B
$780K 0.01%
4,098
-199
-5% -$38.1K
GGZ
586
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$770K 0.01%
74,304
+4,020
+6% +$46.8K
WBD icon
587
Warner Bros
WBD
$64.6B
$769K 0.01%
70,812
-2,767
-4% -$34.5K
ENOV icon
588
Enovis
ENOV
$1.56B
$768K 0.01%
14,569
-12,070
-45% -$703K
MAR icon
589
Marriott International
MAR
$98.7B
$766K 0.01%
3,897
-115
-3% -$22.8K
DFAT icon
590
Dimensional US Targeted Value ETF
DFAT
$14.5B
$766K 0.01%
+16,760
New +$796K
FIXD icon
591
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$765K 0.01%
18,181
-1,127,818
-98% -$48.9M
LUV icon
592
Southwest Airlines
LUV
$22.1B
$763K 0.01%
28,198
-530
-2% -$17.3K
COWZ icon
593
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$762K 0.01%
15,422
+971
+7% +$48.7K
WWD icon
594
Woodward
WWD
$25B
$754K 0.01%
6,067
– –
SRE icon
595
Sempra
SRE
$60.8B
$752K 0.01%
11,058
+84
+0.8% +$6.06K
IYK icon
596
iShares US Consumer Staples ETF
IYK
$1.39B
$750K 0.01%
12,066
-8,679
-42% -$573K
SAP icon
597
SAP
SAP
$187B
$748K 0.01%
5,783
-209
-3% -$28.4K
IEZ icon
598
iShares US Oil Equipment & Services ETF
IEZ
$367M
$747K 0.01%
31,073
+18,023
+138% +$426K
DAL icon
599
Delta Air Lines
DAL
$55.9B
$746K 0.01%
20,151
-12,817
-39% -$557K
CNC icon
600
Centene
CNC
$31.3B
$741K 0.01%
10,763
+6,566
+156% +$437K
22 23
24
25 26

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.