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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBTX
576
DELISTED
Veritex Holdings
VBTX
$676K 0.02%
48,370
+8,441
+21% +$203K
QQQX icon
577
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$668K 0.02%
35,161
-3,200
-8% -$71.9K
WCN
578
Waste Connections
WCN
$43.6B
$657K 0.02%
8,476
+1,091
+15% +$103K
EFV icon
579
iShares MSCI EAFE Value ETF
EFV
$28.3B
$650K 0.02%
18,222
-46,296
-72% -$2.06M
LTC
580
LTC Properties
LTC
$2.13B
$648K 0.02%
20,986
-5,130
-20% -$219K
MPLX icon
581
MPLX
MPLX
$58.6B
$636K 0.02%
54,768
+3,856
+8% +$79K
BIZD icon
582
VanEck BDC Income ETF
BIZD
$1.6B
$628K 0.02%
67,354
+1,217
+2% +$18.2K
NTR icon
583
Nutrien
NTR
$33.9B
$625K 0.02%
18,401
+2,555
+16% +$102K
BSCM
584
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$622K 0.02%
29,379
+12,396
+73% +$264K
BWG
585
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$621K 0.02%
58,915
-138
-0.2% -$1.7K
GLW icon
586
Corning
GLW
$107B
$621K 0.02%
30,245
-39,010
-56% -$1.02M
LVS icon
587
Las Vegas Sands
LVS
$32.2B
$620K 0.02%
14,602
-3,945
-21% -$239K
HUBG icon
588
HUB Group
HUBG
$2.92B
$617K 0.02%
27,142
+23,836
+721% +$598K
RP
589
DELISTED
RealPage, Inc.
RP
$616K 0.02%
11,645
-13,440
-54% -$766K
TEI
590
Templeton Emerging Markets Income Fund
TEI
$310M
$615K 0.02%
82,166
+7,962
+11% +$69K
FXH icon
591
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$612K 0.02%
8,272
-42
-0.5% -$3.41K
USO icon
592
United States Oil Fund
USO
$2.15B
$609K 0.02%
+18,082
New +$1.39M
LVHD icon
593
Franklin US Low Volatility High Dividend Index ETF
LVHD
$640M
$608K 0.02%
23,601
+1,500
+7% +$47.3K
GFY
594
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$608K 0.02%
44,004
+1,195
+3% +$19K
CSR
595
Centerspace
CSR
$952M
$605K 0.02%
+11,008
New +$788K
OMF icon
596
OneMain Financial
OMF
$7.27B
$605K 0.02%
31,623
+11,037
+54% +$411K
XEC
597
DELISTED
CIMAREX ENERGY CO
XEC
$602K 0.02%
35,788
+18,426
+106% +$662K
KTOS icon
598
Kratos Defense & Security Solutions
KTOS
$8.23B
$598K 0.02%
43,212
+5,379
+14% +$92.7K
HYLS icon
599
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$590K 0.02%
14,064
-305
-2% -$14.3K
MKC icon
600
McCormick & Company Non-Voting
MKC
$14B
$590K 0.02%
8,352
-4,078
-33% -$316K
22 23
24
25 26

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PEA
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VAS
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MU
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.