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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMSY
576
DELISTED
HMS Holdings Corp.
HMSY
$926K 0.02%
26,862
-5,800
-18% -$210K
XEC
577
DELISTED
CIMAREX ENERGY CO
XEC
$924K 0.02%
19,280
-1,094
-5% -$51.8K
DE icon
578
Deere & Co
DE
$170B
$923K 0.02%
5,470
-2,657
-33% -$425K
COF icon
579
Capital One
COF
$124B
$914K 0.02%
10,050
+359
+4% +$32.3K
EMB icon
580
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$908K 0.02%
8,014
+725
+10% +$82.5K
CONE
581
DELISTED
CyrusOne Inc Common Stock
CONE
$907K 0.02%
11,463
-9,134
-44% -$610K
AN icon
582
AutoNation
AN
$6.97B
$902K 0.02%
17,786
+2,051
+13% +$96.6K
HXL icon
583
Hexcel
HXL
$8.32B
$897K 0.02%
10,922
+5,974
+121% +$488K
ARKK icon
584
ARK Innovation ETF
ARKK
$5.89B
$890K 0.02%
20,749
-7,836
-27% -$359K
BWXT icon
585
BWX Technologies
BWXT
$16B
$886K 0.02%
15,479
-278
-2% -$15.5K
NTR icon
586
Nutrien
NTR
$32.7B
$884K 0.02%
17,728
+10,486
+145% +$535K
BGS icon
587
B&G Foods
BGS
$285M
$883K 0.02%
46,719
+19,458
+71% +$374K
UNM icon
588
Unum
UNM
$13.8B
$879K 0.02%
29,579
-1,479
-5% -$43.9K
MU icon
589
Micron Technology
MU
$1.04T
$870K 0.02%
20,294
-290
-1% -$13.1K
BTZ icon
590
BlackRock Credit Allocation Income Trust
BTZ
$927M
$864K 0.02%
63,400
+5,093
+9% +$68.5K
PVH icon
591
PVH
PVH
$3.71B
$864K 0.02%
9,797
+2,289
+30% +$191K
GWW icon
592
W.W. Grainger
GWW
$65.3B
$863K 0.02%
2,906
-32
-1% -$8.9K
WOLF icon
593
Wolfspeed
WOLF
$1.2B
$855K 0.02%
17,452
+3,035
+21% +$165K
STOR
594
DELISTED
STORE Capital Corporation
STOR
$855K 0.02%
+22,843
New +$818K
QQQX icon
595
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$854K 0.02%
38,524
-534
-1% -$12K
PRLB icon
596
Protolabs
PRLB
$1.86B
$853K 0.02%
8,357
-45
-0.5% -$4.59K
SPEM icon
597
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$853K 0.02%
24,879
+674
+3% +$23.4K
AKAM icon
598
Akamai
AKAM
$16.8B
$852K 0.02%
9,321
+578
+7% +$50.2K
XBI icon
599
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$852K 0.02%
11,178
-1,007
-8% -$83.7K
AZPN
600
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$852K 0.02%
6,922
-33
-0.5% -$4.06K
22 23
24
25 26

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.