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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYF icon
576
Synchrony
SYF
$25.1B
$986K 0.02%
30,919
+740
+2% +$22.3K
MSI icon
577
Motorola Solutions
MSI
$73.1B
$983K 0.02%
7,000
-145
-2% -$18.8K
IGR
578
CBRE Global Real Estate Income Fund
IGR
$719M
$974K 0.02%
130,336
+4,043
+3% +$28.3K
ULTI
579
DELISTED
Ultimate Software Group Inc
ULTI
$974K 0.02%
2,950
-482
-14% -$148K
ATSG
580
DELISTED
Air Transport Services Group
ATSG
$963K 0.02%
+41,784
New +$962K
TRGP icon
581
Targa Resources
TRGP
$56.2B
$954K 0.02%
22,965
+2,002
+10% +$83.9K
ARLP icon
582
Alliance Resource Partners
ARLP
$3.33B
$952K 0.02%
46,757
+24,259
+108% +$469K
WRK
583
DELISTED
WestRock Company
WRK
$944K 0.02%
24,621
+8,511
+53% +$333K
VBTX
584
DELISTED
Veritex Holdings
VBTX
$932K 0.02%
38,469
+5,471
+17% +$138K
BWG
585
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$928K 0.02%
83,288
-5,245
-6% -$57.8K
CPRT icon
586
Copart
CPRT
$28.4B
$925K 0.02%
61,080
-240
-0.4% -$3.26K
TMP icon
587
Tompkins Financial
TMP
$1.45B
$922K 0.02%
12,117
+60
+0.5% +$4.66K
ACC
588
DELISTED
American Campus Communities, Inc.
ACC
$919K 0.02%
19,325
-414
-2% -$18.6K
KNX icon
589
Knight Transportation
KNX
$11.4B
$915K 0.02%
27,998
+15,630
+126% +$497K
PRLB icon
590
Protolabs
PRLB
$1.78B
$915K 0.02%
8,702
+517
+6% +$58K
GWW icon
591
W.W. Grainger
GWW
$66B
$909K 0.02%
3,020
-151
-5% -$44.9K
KRG icon
592
Kite Realty
KRG
$5.91B
$908K 0.02%
56,794
-2,434
-4% -$38.6K
XLU icon
593
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$906K 0.02%
31,150
+21,026
+208% +$585K
KTOS icon
594
Kratos Defense & Security Solutions
KTOS
$9.12B
$903K 0.02%
57,763
-27,937
-33% -$439K
SABR icon
595
Sabre
SABR
$743M
$895K 0.02%
41,825
+696
+2% +$15.5K
SABA
596
Saba Capital Income & Opportunities Fund II
SABA
$221M
$891K 0.02%
70,697
+2,069
+3% +$26.2K
ILMN icon
597
Illumina
ILMN
$29.2B
$885K 0.02%
2,930
-42
-1% -$12.2K
IYE icon
598
iShares US Energy ETF
IYE
$1.69B
$880K 0.02%
24,412
-20,070
-45% -$702K
QQQX icon
599
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$878K 0.02%
39,439
+2,000
+5% +$43.7K
ESS icon
600
Essex Property Trust
ESS
$18.9B
$866K 0.02%
2,994
-132
-4% -$36K
22 23
24
25 26

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.