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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCO
576
DELISTED
Exco Resources
XCO
$335K 0.02%
3,983
+1,770
+80% +$136K
FRX
577
DELISTED
FOREST LABORATORIES INC
FRX
$335K 0.02%
3,627
-173
-5% -$14K
AGU
578
DELISTED
Agrium
AGU
$333K 0.02%
3,413
-1,462
-30% -$134K
CSX icon
579
CSX Corp
CSX
$94B
$332K 0.02%
34,425
+7,680
+29% +$71.2K
GNTX icon
580
Gentex
GNTX
$5.1B
$329K 0.02%
20,900
+290
+1% +$4.63K
NCMI icon
581
National CineMedia
NCMI
$378M
$329K 0.02%
2,197
+407
+23% +$70.2K
CMG icon
582
Chipotle Mexican Grill
CMG
$43.9B
$328K 0.02%
28,900
+5,150
+22% +$56.8K
SBY
583
DELISTED
Silver Bay Realty Trust Corp.
SBY
$327K 0.02%
21,051
+1,721
+9% +$27.4K
HUB.B
584
DELISTED
HUBBELL INC CL-B
HUB.B
$327K 0.02%
2,731
+160
+6% +$18.8K
DAL icon
585
Delta Air Lines
DAL
$56.7B
$323K 0.02%
+9,315
New +$300K
IMKTA icon
586
Ingles Markets
IMKTA
$1.72B
$322K 0.02%
13,502
-2,740
-17% -$67.6K
CTRX
587
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$322K 0.02%
7,183
+23
+0.3% +$1.11K
LVS icon
588
Las Vegas Sands
LVS
$32.2B
$321K 0.02%
3,970
-63
-2% -$5.06K
LNKD
589
DELISTED
LinkedIn Corporation
LNKD
$321K 0.02%
1,737
-253
-13% -$51.9K
INVX
590
Innovex International
INVX
$1.8B
$320K 0.02%
2,851
+47
+2% +$4.87K
AWK icon
591
American Water Works
AWK
$27B
$318K 0.02%
6,994
+2
+0% +$86
WU icon
592
Western Union
WU
$2.53B
$318K 0.02%
19,439
+144
+0.7% +$2.35K
RGP
593
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$318K 0.02%
11,678
+3,861
+49% +$103K
IYY icon
594
iShares Dow Jones US ETF
IYY
$2.89B
$316K 0.02%
6,670
-240
-3% -$11.2K
GD icon
595
General Dynamics
GD
$103B
$314K 0.02%
2,887
-433
-13% -$44.8K
KMX icon
596
CarMax
KMX
$8.39B
$313K 0.02%
6,685
-37
-0.6% -$1.73K
PMT
597
PennyMac Mortgage Investment
PMT
$845M
$310K 0.02%
12,951
+2,775
+27% +$65.6K
MCRS
598
DELISTED
MICROS SYSTEMS INC
MCRS
$307K 0.02%
5,804
-96
-2% -$5.32K
LNC icon
599
Lincoln National
LNC
$7.92B
$305K 0.02%
6,015
+805
+15% +$40.5K
ROP icon
600
Roper Technologies
ROP
$40.4B
$305K 0.02%
2,282
+30
+1% +$4.08K
22 23
24
25 26

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AI
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PEA
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VAS
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MU
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.