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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
551
ARK Innovation ETF
ARKK
$5.89B
$849K 0.02%
22,504
+111
+0.5% +$4.94K
PPL
552
PPL Corp
PPL
$27.3B
$849K 0.02%
33,487
-797
-2% -$22.8K
TSM icon
553
TSMC
TSM
$2.09T
$848K 0.02%
12,373
+1,363
+12% +$113K
GM icon
554
General Motors
GM
$74.7B
$846K 0.02%
26,376
+1,943
+8% +$71.3K
WOLF icon
555
Wolfspeed
WOLF
$1.2B
$845K 0.02%
8,173
-2,324
-22% -$223K
ARCB icon
556
ArcBest
ARCB
$3.44B
$839K 0.02%
11,538
-9,899
-46% -$796K
DPZ icon
557
Domino's
DPZ
$11B
$833K 0.02%
2,685
+5
+0.2% +$1.9K
GDV icon
558
Gabelli Dividend & Income Trust
GDV
$2.6B
$821K 0.02%
43,857
+1,479
+3% +$31.5K
MELI icon
559
Mercado Libre
MELI
$91.3B
$821K 0.02%
992
+87
+10% +$74.8K
TMP icon
560
Tompkins Financial
TMP
$1.45B
$817K 0.02%
11,255
-901
-7% -$67.4K
ZBRA icon
561
Zebra Technologies
ZBRA
$12.4B
$816K 0.02%
3,113
+1,095
+54% +$339K
AESC
562
DELISTED
The AES Corporation
AESC
$816K 0.02%
9,229
+1,450
+19% +$134K
LUV icon
563
Southwest Airlines
LUV
$22.1B
$815K 0.02%
26,420
-2,405
-8% -$90.1K
WRB icon
564
W.R. Berkley
WRB
$28B
$815K 0.02%
18,939
+619
+3% +$26.9K
VCLT icon
565
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$814K 0.02%
11,111
-1,688
-13% -$137K
FAX
566
abrdn Asia-Pacific Income Fund
FAX
$590M
$811K 0.02%
53,658
-1,303
-2% -$21.7K
ROK icon
567
Rockwell Automation
ROK
$51.4B
$807K 0.02%
3,751
-109
-3% -$25.4K
PFFD icon
568
Global X US Preferred ETF
PFFD
$2.13B
$797K 0.02%
38,846
+2,763
+8% +$59.7K
IYM icon
569
iShares US Basic Materials ETF
IYM
$1.16B
$789K 0.02%
7,299
-180
-2% -$21.6K
MRO
570
DELISTED
Marathon Oil Corporation
MRO
$785K 0.02%
34,782
-1,500
-4% -$35.5K
QRVO icon
571
Qorvo
QRVO
$7.63B
$784K 0.02%
9,867
+368
+4% +$35.6K
BWXT icon
572
BWX Technologies
BWXT
$16B
$780K 0.02%
15,495
+204
+1% +$11K
KEYS icon
573
Keysight
KEYS
$54.5B
$780K 0.02%
4,958
-487
-9% -$77.9K
SRI icon
574
Stoneridge
SRI
$209M
$779K 0.02%
45,988
-819
-2% -$15.4K
ECL icon
575
Ecolab
ECL
$75.6B
$774K 0.02%
5,359
-656
-11% -$106K
21 22
23
24 25

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.