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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.54%
2 Technology 9.44%
3 Financials 7.92%
4 Healthcare 7.09%
5 Consumer Staples 5.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
551
Ionis Pharmaceuticals
IONS
$9.01B
$1.01M 0.02%
21,398
-230
-1% -$12.8K
ORI icon
552
Old Republic International
ORI
$9.89B
$1.01M 0.02%
68,560
-732
-1% -$11.7K
WCN
553
Waste Connections
WCN
$40.2B
$1.01M 0.02%
9,715
+271
+3% +$27.1K
BAC.PRL icon
554
Bank of America Series L
BAC.PRL
$4B
$1.01M 0.02%
677
– –
AZN icon
555
AstraZeneca
AZN
$248B
$996K 0.02%
9,086
+1,070
+13% +$119K
BBAG icon
556
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.04B
$992K 0.02%
17,748
+645
+4% +$36.2K
DLB icon
557
Dolby
DLB
$6.04B
$992K 0.02%
14,973
-316
-2% -$21.4K
GWW icon
558
W.W. Grainger
GWW
$60.3B
$989K 0.02%
2,772
+96
+4% +$33.1K
MGC icon
559
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$987K 0.02%
8,232
-6,494
-44% -$766K
HYG icon
560
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.3B
$982K 0.02%
11,709
+1,446
+14% +$122K
AIG icon
561
American International
AIG
$39.4B
$965K 0.02%
35,056
+4,681
+15% +$139K
GLW icon
562
Corning
GLW
$143B
$953K 0.02%
29,391
+1,050
+4% +$32.4K
SHOP icon
563
Shopify
SHOP
$166B
$951K 0.02%
9,300
-1,950
-17% -$194K
CTLT
564
DELISTED
CATALENT, INC.
CTLT
$947K 0.02%
11,050
+671
+6% +$56.7K
STAA icon
565
STAAR Surgical
STAA
$1.14B
$941K 0.02%
16,636
-2,684
-14% -$145K
ESS icon
566
Essex Property Trust
ESS
$17.5B
$940K 0.02%
4,679
+70
+2% +$15.2K
IGR
567
CBRE Global Real Estate Income Fund
IGR
$639M
$938K 0.02%
52,261
+619
+1% +$11.3K
AVLR
568
DELISTED
Avalara, Inc.
AVLR
$938K 0.02%
7,365
-1,652
-18% -$210K
BHE icon
569
Benchmark Electronics
BHE
$2.79B
$937K 0.02%
46,502
+4,826
+12% +$98.1K
VBTX
570
DELISTED
Veritex Holdings
VBTX
$937K 0.02%
55,017
-594
-1% -$10.3K
PGX icon
571
Invesco Preferred ETF
PGX
$3.68B
$928K 0.02%
63,022
+240
+0.4% +$3.52K
FDD icon
572
First Trust STOXX European Select Dividend Income Fund
FDD
$931M
$918K 0.02%
89,446
– –
ICLR icon
573
Icon
ICLR
$13.1B
$917K 0.02%
4,800
+19
+0.4% +$3.49K
SLV icon
574
iShares Silver Trust
SLV
$31.3B
$907K 0.02%
41,908
+11,718
+39% +$266K
QQQX icon
575
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
$905K 0.02%
37,199
-635
-2% -$15.7K
21 22
23
24 25

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 47% a quarter earlier, followed by Technology and Financials.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.