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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVI icon
551
CVR Energy
CVI
$3.36B
$1.02M 0.02%
25,254
+8,160
+48% +$359K
PANW icon
552
Palo Alto Networks
PANW
$264B
$1.02M 0.02%
26,442
-17,676
-40% -$668K
SYV
553
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$1.02M 0.02%
14,170
-1,050
-7% -$73K
SYK icon
554
Stryker
SYK
$127B
$1.02M 0.02%
4,847
-526
-10% -$109K
DE icon
555
Deere & Co
DE
$170B
$1.02M 0.02%
5,864
+394
+7% +$67.9K
COLD icon
556
Americold
COLD
$4.09B
$1.01M 0.02%
28,789
+9,209
+47% +$339K
TIP icon
557
iShares TIPS Bond ETF
TIP
$14.5B
$1.01M 0.02%
8,631
+1,408
+19% +$164K
CHRW icon
558
C.H. Robinson
CHRW
$22B
$1M 0.02%
12,829
+9,810
+325% +$781K
CIBR icon
559
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$1M 0.02%
33,342
-597
-2% -$17.4K
SPEM icon
560
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1M 0.02%
26,604
+1,725
+7% +$62.2K
AUDC icon
561
AudioCodes
AUDC
$244M
$991K 0.02%
+38,580
New +$844K
FEI
562
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$988K 0.02%
82,722
-5,341
-6% -$59.3K
IJT icon
563
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$980K 0.02%
10,136
-568
-5% -$52.4K
CME icon
564
CME Group
CME
$92.2B
$979K 0.02%
4,879
+399
+9% +$81.9K
ARES icon
565
Ares Management
ARES
$28.5B
$978K 0.02%
27,415
+1,915
+8% +$59.5K
BWXT icon
566
BWX Technologies
BWXT
$16B
$949K 0.02%
15,286
-193
-1% -$11.5K
WOLF icon
567
Wolfspeed
WOLF
$1.2B
$948K 0.02%
20,532
+3,080
+18% +$144K
GM icon
568
General Motors
GM
$74.7B
$947K 0.02%
25,888
-6,491
-20% -$236K
GSST icon
569
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$940K 0.02%
18,625
– –
SHOP icon
570
Shopify
SHOP
$148B
$937K 0.02%
23,560
-6,810
-22% -$230K
CBRL icon
571
Cracker Barrel
CBRL
$1.2B
$934K 0.02%
6,078
+1,705
+39% +$268K
K
572
DELISTED
Kellanova
K
$927K 0.02%
14,276
+954
+7% +$57.8K
EMB icon
573
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$926K 0.02%
8,086
+72
+0.9% +$8.13K
XLU icon
574
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$926K 0.02%
28,672
-226
-0.8% -$7.18K
QQQX icon
575
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$923K 0.02%
38,361
-163
-0.4% -$3.81K
21 22
23
24 25

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CMTU
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FMI
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MAM
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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.