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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
551
KLA
KLAC
$249B
$1.08M 0.03%
90,280
-27,340
-23% -$294K
CVI icon
552
CVR Energy
CVI
$3.39B
$1.08M 0.03%
26,148
+788
+3% +$31.3K
FANG icon
553
Diamondback Energy
FANG
$53.5B
$1.07M 0.03%
10,575
+3,936
+59% +$403K
SPLK
554
DELISTED
Splunk Inc
SPLK
$1.07M 0.03%
8,601
-80
-0.9% -$9.99K
DLB icon
555
Dolby
DLB
$4.97B
$1.07M 0.03%
16,996
-185
-1% -$11.8K
SYV
556
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$1.07M 0.03%
16,175
+325
+2% +$21K
WK icon
557
Workiva
WK
$3.28B
$1.06M 0.03%
+20,968
New +$922K
CONE
558
DELISTED
CyrusOne Inc Common Stock
CONE
$1.06M 0.03%
20,246
+3,787
+23% +$198K
VGT icon
559
Vanguard Information Technology ETF
VGT
$136B
$1.06M 0.03%
42,152
+920
+2% +$21.4K
STIP icon
560
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.05M 0.03%
10,588
-101
-0.9% -$9.98K
FEI
561
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.05M 0.03%
91,609
+44,769
+96% +$503K
VFH icon
562
Vanguard Financials ETF
VFH
$13.6B
$1.05M 0.03%
16,313
+1,234
+8% +$80K
DE icon
563
Deere & Co
DE
$173B
$1.05M 0.03%
6,581
-672
-9% -$107K
OBK icon
564
Origin Bancorp
OBK
$1.7B
$1.04M 0.02%
30,700
-9,556
-24% -$333K
UNM icon
565
Unum
UNM
$14B
$1.04M 0.02%
30,846
+171
+0.6% +$5.95K
SMG icon
566
ScottsMiracle-Gro
SMG
$4.25B
$1.04M 0.02%
13,226
+595
+5% +$44.8K
GAP
567
The Gap Inc
GAP
$7.28B
$1.03M 0.02%
39,361
-11,305
-22% -$289K
FTSM icon
568
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.02M 0.02%
17,065
– –
EMB icon
569
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.02M 0.02%
9,271
+5,474
+144% +$590K
ORI icon
570
Old Republic International
ORI
$10.8B
$1.01M 0.02%
48,343
+1,659
+4% +$34.5K
RITM icon
571
Rithm Capital
RITM
$5.46B
$1M 0.02%
59,354
-6,430
-10% -$106K
AWK icon
572
American Water Works
AWK
$27B
$1M 0.02%
9,598
+103
+1% +$10.1K
SU icon
573
Suncor Energy
SU
$75.4B
$1M 0.02%
30,877
+2,415
+8% +$78.6K
QQEW icon
574
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$997K 0.02%
15,521
-1,507
-9% -$92.2K
VGSH icon
575
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$990K 0.02%
+16,390
New +$986K
21 22
23
24 25

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MAM
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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.