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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
551
CSX Corp
CSX
$98.3B
$357K 0.02%
41,625
+5,325
+15% +$44.7K
GM icon
552
General Motors
GM
$75.2B
$355K 0.02%
9,871
+3,070
+45% +$110K
WAB icon
553
Wabtec
WAB
$50.9B
$352K 0.02%
5,600
+310
+6% +$18.2K
IWV icon
554
iShares Russell 3000 ETF
IWV
$19.6B
$347K 0.02%
+3,431
New +$344K
AYR
555
DELISTED
Aircastle Ltd
AYR
$344K 0.02%
19,745
+1,630
+9% +$27.9K
ITW icon
556
Illinois Tool Works
ITW
$81B
$343K 0.02%
4,500
+90
+2% +$6.58K
ORI icon
557
Old Republic International
ORI
$10.2B
$341K 0.02%
22,120
– –
APL
558
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$339K 0.02%
8,735
-1,970
-18% -$75K
HK
559
DELISTED
Halcon Resources Corporation
HK
$339K 0.02%
444
+313
+239% +$285K
IJT icon
560
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$338K 0.02%
6,246
-2,798
-31% -$146K
KMX icon
561
CarMax
KMX
$8.36B
$338K 0.02%
6,982
+3,910
+127% +$191K
MAA icon
562
Mid-America Apartment Communities
MAA
$15.5B
$338K 0.02%
5,411
– –
NCMI icon
563
National CineMedia
NCMI
$362M
$338K 0.02%
1,791
+996
+125% +$181K
WDAY icon
564
Workday
WDAY
$32.9B
$338K 0.02%
4,175
+495
+13% +$36.1K
VYX icon
565
NCR Voyix
VYX
$1.06B
$336K 0.02%
13,808
-114
-0.8% -$2.55K
HMSY
566
DELISTED
HMS Holdings Corp.
HMSY
$336K 0.02%
15,621
+5,045
+48% +$123K
SCG
567
DELISTED
Scana
SCG
$335K 0.02%
7,286
-3,141
-30% -$155K
SFNC icon
568
Simmons First National
SFNC
$3.37B
$334K 0.02%
21,476
-532
-2% -$7.3K
SIAL
569
DELISTED
SIGMA - ALDRICH CORP
SIAL
$334K 0.02%
3,919
+4
+0.1% +$337
RRC icon
570
Range Resources
RRC
$9.19B
$332K 0.02%
4,377
+1,542
+54% +$120K
TRGP icon
571
Targa Resources
TRGP
$60.9B
$332K 0.02%
+4,552
New +$314K
JCI icon
572
Johnson Controls International
JCI
$87.6B
$330K 0.02%
7,589
-93
-1% -$3.94K
TEX icon
573
Terex
TEX
$7.98B
$330K 0.02%
9,835
– –
SWY
574
DELISTED
SAFEWAY INC
SWY
$329K 0.02%
11,504
-2,402
-17% -$57.2K
CHKP icon
575
Check Point Software Technologies
CHKP
$13.2B
$328K 0.02%
5,792
+3,160
+120% +$178K
21 22
23
24 25

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.