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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLU icon
526
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$950K 0.02%
6,571
+1,781
+37% +$267K
CM icon
527
Canadian Imperial Bank of Commerce
CM
$107B
$947K 0.02%
24,533
-4,653
-16% -$192K
GRX
528
Gabelli Healthcare & Wellness Trust
GRX
$141M
$946K 0.02%
110,294
+18,538
+20% +$177K
DVN icon
529
Devon Energy
DVN
$51.9B
$946K 0.02%
19,824
-8,617
-30% -$434K
IJT icon
530
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$942K 0.02%
8,592
+43
+0.5% +$4.96K
LHX icon
531
L3Harris
LHX
$55.9B
$940K 0.02%
5,396
-26
-0.5% -$4.78K
BUFR icon
532
FT Vest Fund of Buffer ETFs
BUFR
$10B
$937K 0.02%
38,263
-1,907
-5% -$47.9K
BCE icon
533
BCE
BCE
$19.9B
$926K 0.02%
24,268
-9,256
-28% -$389K
TYL icon
534
Tyler Technologies
TYL
$12.2B
$924K 0.02%
2,392
-186
-7% -$73K
BBAG icon
535
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$919K 0.02%
20,770
+620
+3% +$28.1K
OWL icon
536
Blue Owl Capital
OWL
$6.39B
$916K 0.02%
70,715
+6,723
+11% +$80.2K
CPRT icon
537
Copart
CPRT
$25.9B
$913K 0.02%
21,187
-671
-3% -$29.8K
ROK icon
538
Rockwell Automation
ROK
$51.4B
$911K 0.02%
3,188
-13
-0.4% -$4.02K
B
539
Barrick Mining
B
$62.2B
$908K 0.02%
62,386
-1,624
-3% -$26.6K
CPZ
540
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$253M
$901K 0.02%
60,945
+3,460
+6% +$53K
HBAN icon
541
Huntington Bancshares
HBAN
$35.1B
$897K 0.02%
86,227
-22,608
-21% -$254K
XLU icon
542
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$896K 0.02%
30,410
+1,420
+5% +$45.8K
RFG icon
543
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$896K 0.02%
22,855
– –
AWK icon
544
American Water Works
AWK
$26.3B
$895K 0.02%
7,227
-11
-0.2% -$1.54K
ETR icon
545
Entergy
ETR
$54.1B
$894K 0.02%
19,322
-2,528
-12% -$123K
HLN icon
546
Haleon
HLN
$43.1B
$888K 0.02%
106,606
-352
-0.3% -$2.93K
FLYW icon
547
Flywire
FLYW
$1.96B
$887K 0.02%
27,824
-1,015
-4% -$32.5K
NUE icon
548
Nucor
NUE
$56.4B
$885K 0.02%
5,662
+4
+0.1% +$662
XBI icon
549
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$884K 0.02%
12,112
-1,465
-11% -$117K
IBB icon
550
iShares Biotechnology ETF
IBB
$9.31B
$882K 0.02%
7,211
-188
-3% -$23.9K
20 21
22
23 24

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CMTU
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FMI
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MAM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.