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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
526
Western Midstream Partners
WES
$19.6B
$992K 0.02%
39,434
+36
+0.1% +$961
OKE icon
527
Oneok
OKE
$58.7B
$963K 0.02%
18,791
+1,303
+7% +$77.5K
JNK icon
528
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$961K 0.02%
10,938
+50
+0.5% +$4.66K
MU icon
529
Micron Technology
MU
$1.04T
$961K 0.02%
19,181
+3,241
+20% +$188K
MDY icon
530
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$960K 0.02%
2,389
– –
VMC icon
531
Vulcan Materials
VMC
$36.3B
$957K 0.02%
6,069
-42
-0.7% -$6.82K
IJK icon
532
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$956K 0.02%
15,176
– –
PNFP icon
533
Pinnacle Financial Partners Inc
PNFP
$15.5B
$955K 0.02%
+11,774
New +$941K
FPE icon
534
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$945K 0.02%
56,616
+294
+0.5% +$5.18K
ICLR icon
535
Icon
ICLR
$12.8B
$940K 0.02%
5,115
+46
+0.9% +$10K
BBAG icon
536
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$939K 0.02%
20,632
-345
-2% -$16.5K
HYG icon
537
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$930K 0.02%
13,023
+3,887
+43% +$294K
SHOP icon
538
Shopify
SHOP
$148B
$910K 0.02%
33,767
+14,826
+78% +$504K
XLU icon
539
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$910K 0.02%
27,788
+15,004
+117% +$550K
DAL icon
540
Delta Air Lines
DAL
$55.9B
$907K 0.02%
32,319
-2,965
-8% -$94.2K
IJT icon
541
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$897K 0.02%
8,823
-38
-0.4% -$4.27K
O icon
542
Realty Income
O
$61.2B
$896K 0.02%
15,403
+1,131
+8% +$78K
LBRDK icon
543
Liberty Broadband Class C
LBRDK
$4.15B
$893K 0.02%
12,096
-7,554
-38% -$804K
PVH icon
544
PVH
PVH
$3.71B
$886K 0.02%
19,770
-848
-4% -$50.4K
KHC icon
545
Kraft Heinz
KHC
$30.4B
$869K 0.02%
26,058
-4,004
-13% -$149K
CTRA
546
DELISTED
Coterra Energy
CTRA
$864K 0.02%
33,082
-279
-0.8% -$7.99K
AQNU
547
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$861K 0.02%
22,745
+400
+2% +$17.7K
AMCR icon
548
Amcor
AMCR
$20.6B
$858K 0.02%
15,988
+1,928
+14% +$118K
AIG icon
549
American International
AIG
$41.9B
$854K 0.02%
17,985
-417
-2% -$21.9K
RY icon
550
Royal Bank of Canada
RY
$291B
$851K 0.02%
9,456
+8
+0.1% +$767
20 21
22
23 24

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.