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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
526
Fidelity National Information Services
FIS
$22.3B
$1.45M 0.02%
10,302
-1,248
-11% -$170K
FVD icon
527
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.44M 0.02%
38,012
+2,408
+7% +$87.1K
GSSC icon
528
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.05B
$1.44M 0.02%
23,140
+1,100
+5% +$67.1K
INTU icon
529
Intuit
INTU
$83.1B
$1.44M 0.02%
3,762
+190
+5% +$73.2K
YUM icon
530
Yum! Brands
YUM
$40.7B
$1.43M 0.02%
13,224
+1,084
+9% +$115K
QRVO icon
531
Qorvo
QRVO
$7.92B
$1.42M 0.02%
7,761
-467
-6% -$82K
QSR icon
532
Restaurant Brands International
QSR
$25.8B
$1.42M 0.02%
+21,805
New +$1.35M
SYF icon
533
Synchrony
SYF
$24.5B
$1.42M 0.02%
34,827
-3,608
-9% -$139K
DXCM icon
534
DexCom
DXCM
$28.3B
$1.41M 0.02%
15,724
+1,424
+10% +$134K
TWOU
535
DELISTED
2U Inc
TWOU
$1.41M 0.02%
+1,231
New +$1.56M
CGNT icon
536
Cognyte Software
CGNT
$642M
$1.41M 0.02%
+50,600
New +$1.5M
SJNK icon
537
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$1.41M 0.02%
51,449
+17,278
+51% +$468K
QQEW icon
538
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$1.4M 0.02%
13,561
-600
-4% -$61.9K
IYJ icon
539
iShares US Industrials ETF
IYJ
$2B
$1.4M 0.02%
13,209
+2,843
+27% +$285K
CRMT icon
540
America's Car Mart
CRMT
$27.9M
$1.39M 0.02%
9,141
-9,050
-50% -$1.23M
BWG
541
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.39M 0.02%
115,150
-7,072
-6% -$87.2K
FAX
542
abrdn Asia-Pacific Income Fund
FAX
$597M
$1.37M 0.02%
55,995
+998
+2% +$26.1K
MPLX icon
543
MPLX
MPLX
$59.2B
$1.37M 0.02%
53,574
+5,884
+12% +$144K
RCL icon
544
Royal Caribbean
RCL
$81.8B
$1.37M 0.02%
16,020
-179
-1% -$14.2K
ES icon
545
Eversource Energy
ES
$28.1B
$1.37M 0.02%
15,783
+100
+0.6% +$8.49K
DOC icon
546
Healthpeak Properties
DOC
$15.5B
$1.36M 0.02%
42,941
-1,884
-4% -$57.2K
GPN icon
547
Global Payments
GPN
$23B
$1.34M 0.02%
6,675
-245
-4% -$48.8K
IFF icon
548
International Flavors & Fragrances
IFF
$19.5B
$1.33M 0.02%
9,524
-53
-0.6% -$6.86K
AVLR
549
DELISTED
Avalara, Inc.
AVLR
$1.33M 0.02%
9,936
+1,493
+18% +$230K
THQ
550
abrdn Healthcare Opportunities Fund
THQ
$773M
$1.32M 0.02%
60,539
-574
-0.9% -$12K
20 21
22
23 24

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.