We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
526
VanEck BDC Income ETF
BIZD
$1.58B
$1.14M 0.03%
67,518
-9,830
-13% -$162K
TYL icon
527
Tyler Technologies
TYL
$12.2B
$1.12M 0.02%
4,259
+106
+3% +$26K
BCSF icon
528
Bain Capital Specialty
BCSF
$802M
$1.12M 0.02%
59,920
+32,254
+117% +$581K
FCX icon
529
Freeport-McMoran
FCX
$90B
$1.11M 0.02%
116,048
-8,976
-7% -$92.2K
SYF icon
530
Synchrony
SYF
$23.7B
$1.1M 0.02%
32,165
-984
-3% -$33.7K
F icon
531
Ford
F
$57.3B
$1.09M 0.02%
118,761
-5,337
-4% -$50.7K
CACG
532
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$1.08M 0.02%
33,981
+5,234
+18% +$167K
GAP
533
The Gap Inc
GAP
$6.84B
$1.07M 0.02%
61,821
-3,121
-5% -$55.4K
PGR icon
534
Progressive
PGR
$124B
$1.06M 0.02%
13,781
+536
+4% +$42.2K
SJNK icon
535
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.06M 0.02%
39,239
-12,575
-24% -$340K
ALXN
536
DELISTED
Alexion Pharmaceuticals
ALXN
$1.06M 0.02%
10,801
-120
-1% -$13.5K
XYZ
537
Block Inc
XYZ
$45.9B
$1.06M 0.02%
17,065
-1,447
-8% -$98.3K
BFH icon
538
Bread Financial
BFH
$4.21B
$1.06M 0.02%
10,330
-676
-6% -$76.2K
BRX icon
539
Brixmor Property Group
BRX
$9.95B
$1.04M 0.02%
+51,330
New +$964K
IGR
540
CBRE Global Real Estate Income Fund
IGR
$712M
$1.04M 0.02%
131,138
+3,873
+3% +$29.6K
FIS icon
541
Fidelity National Information Services
FIS
$21.5B
$1.03M 0.02%
7,796
+4,018
+106% +$534K
HP icon
542
Helmerich & Payne
HP
$3.53B
$1.03M 0.02%
25,827
+1,245
+5% +$54.9K
XSOE icon
543
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$1.03M 0.02%
37,329
-53,104
-59% -$1.49M
THQ
544
abrdn Healthcare Opportunities Fund
THQ
$769M
$1.03M 0.02%
58,804
-3,670
-6% -$64.3K
FTSM icon
545
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.02M 0.02%
17,065
– –
LVS icon
546
Las Vegas Sands
LVS
$30.5B
$1.02M 0.02%
17,710
-924
-5% -$53.9K
STIP icon
547
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.02M 0.02%
10,217
-114
-1% -$11.4K
SYV
548
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$1.02M 0.02%
15,220
– –
QQEW icon
549
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$1.01M 0.02%
15,302
-219
-1% -$14.7K
FEI
550
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.01M 0.02%
88,063
-2,255
-2% -$26K
20 21
22
23 24

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.