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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
526
Chubb
CB
$140B
$382K 0.02%
3,852
-517
-12% -$50.1K
PRGO icon
527
Perrigo
PRGO
$1.44B
$382K 0.02%
+2,469
New +$390K
MDY icon
528
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$381K 0.02%
1,522
-147
-9% -$36K
SWY
529
DELISTED
SAFEWAY INC
SWY
$381K 0.02%
11,513
+9
+0.1% +$279
GARS
530
DELISTED
Garrison Capital Inc.
GARS
$380K 0.02%
26,877
+58
+0.2% +$831
ATHN
531
DELISTED
Athenahealth, Inc.
ATHN
$378K 0.02%
2,360
-529
-18% -$87K
JCI icon
532
Johnson Controls International
JCI
$85.1B
$377K 0.02%
7,611
-736
-9% -$37.3K
RRC icon
533
Range Resources
RRC
$9.33B
$376K 0.02%
4,529
+202
+5% +$17.2K
ACAS
534
DELISTED
American Capital Ltd
ACAS
$376K 0.02%
23,800
-87,633
-79% -$1.35M
DBP icon
535
Invesco DB Precious Metals Fund
DBP
$236M
$375K 0.02%
9,070
– –
CEB
536
DELISTED
CEB Inc.
CEB
$375K 0.02%
5,049
+449
+10% +$33.6K
BF.B icon
537
Brown-Forman Class B
BF.B
$13.5B
$374K 0.02%
13,041
+11,738
+901% +$308K
OXSQ icon
538
Oxford Square Capital
OXSQ
$150M
$372K 0.02%
38,047
+13,851
+57% +$142K
ESL
539
DELISTED
Esterline Technologies
ESL
$370K 0.02%
3,475
– –
ITW icon
540
Illinois Tool Works
ITW
$84.1B
$368K 0.02%
4,525
+24
+0.5% +$1.94K
MDU icon
541
MDU Resources
MDU
$4.18B
$368K 0.02%
28,237
+381
+1% +$4.73K
RMD icon
542
ResMed
RMD
$31.1B
$367K 0.02%
8,218
+1,843
+29% +$82.8K
SWK icon
543
Stanley Black & Decker
SWK
$14.5B
$367K 0.02%
4,517
+82
+2% +$6.58K
APC
544
DELISTED
Anadarko Petroleum
APC
$367K 0.02%
4,328
+689
+19% +$56.5K
PDS
545
Precision Drilling
PDS
$946M
$366K 0.02%
+1,528
New +$308K
IJT icon
546
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$364K 0.02%
6,118
+598
+11% +$35.1K
MAA icon
547
Mid-America Apartment Communities
MAA
$16B
$363K 0.02%
5,310
-57
-1% -$3.74K
WAGE
548
DELISTED
WageWorks, Inc.
WAGE
$362K 0.02%
6,443
+8
+0.1% +$483
BEAV
549
DELISTED
B/E Aerospace Inc
BEAV
$361K 0.02%
5,748
+104
+2% +$6.29K
CLH icon
550
Clean Harbors
CLH
$17.2B
$360K 0.02%
6,562
+1,042
+19% +$56.8K
20 21
22
23 24

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HI
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AI
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PEA
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VAS
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.