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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
526
Pentair
PNR
$10.2B
$401K 0.02%
9,204
-555
-6% -$23.1K
PBR icon
527
Petrobras
PBR
$123B
$400K 0.02%
+25,828
New +$368K
EMB icon
528
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$394K 0.02%
3,612
-3,009
-45% -$326K
IEZ icon
529
iShares US Oil Equipment & Services ETF
IEZ
$372M
$389K 0.02%
6,210
+180
+3% +$11K
LNKD
530
DELISTED
LinkedIn Corporation
LNKD
$388K 0.02%
1,578
+173
+12% +$39K
SYY icon
531
Sysco
SYY
$39.8B
$387K 0.02%
12,172
+221
+2% +$7.42K
NEM icon
532
Newmont
NEM
$99.7B
$386K 0.02%
13,732
+120
+0.9% +$3.56K
ED icon
533
Consolidated Edison
ED
$42B
$384K 0.02%
6,970
+235
+3% +$13.5K
TIP icon
534
iShares TIPS Bond ETF
TIP
$14.5B
$384K 0.02%
3,413
-152,391
-98% -$17M
TFCFA
535
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$383K 0.02%
+11,433
New +$360K
PGX icon
536
Invesco Preferred ETF
PGX
$3.84B
$382K 0.02%
27,933
-987
-3% -$13.7K
GATX icon
537
GATX Corp
GATX
$6.5B
$381K 0.02%
8,020
+870
+12% +$40.2K
MDY icon
538
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$378K 0.02%
1,669
– –
MGV icon
539
Vanguard Mega Cap Value ETF
MGV
$13.2B
$376K 0.02%
7,474
-300
-4% -$15.3K
TT icon
540
Trane Technologies
TT
$107B
$375K 0.02%
7,224
– –
VUG icon
541
Vanguard Growth ETF
VUG
$217B
$373K 0.02%
26,454
– –
DISCK
542
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$373K 0.02%
9,560
+5,710
+148% +$211K
IDXX icon
543
Idexx Laboratories
IDXX
$42.8B
$368K 0.02%
7,390
+4,110
+125% +$198K
CTRX
544
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$368K 0.02%
8,000
+2,100
+36% +$111K
APD icon
545
Air Products & Chemicals
APD
$65.9B
$364K 0.02%
3,696
-504
-12% -$47.9K
WU icon
546
Western Union
WU
$2.53B
$364K 0.02%
19,525
-25,962
-57% -$466K
CLH icon
547
Clean Harbors
CLH
$16.2B
$362K 0.02%
6,170
+2,595
+73% +$145K
XYL icon
548
Xylem
XYL
$28.4B
$359K 0.02%
12,855
-500
-4% -$13.3K
CPHD
549
DELISTED
Cepheid Inc
CPHD
$358K 0.02%
9,173
-40
-0.4% -$1.45K
HUB.B
550
DELISTED
HUBBELL INC CL-B
HUB.B
$358K 0.02%
3,416
-113
-3% -$11.9K
20 21
22
23 24

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.