We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
501
Vulcan Materials
VMC
$36.8B
$1.17M 0.02%
6,793
+524
+8% +$93K
GSIG
502
DELISTED
Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
GSIG
$1.16M 0.02%
24,960
– –
ETR icon
503
Entergy
ETR
$50.3B
$1.16M 0.02%
21,480
+8,244
+62% +$437K
IJK icon
504
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$1.16M 0.02%
16,171
+1,323
+9% +$94.5K
MPLX icon
505
MPLX
MPLX
$58.6B
$1.16M 0.02%
33,552
+136
+0.4% +$4.67K
FCFS icon
506
FirstCash
FCFS
$8.77B
$1.15M 0.02%
12,075
+6,359
+111% +$574K
GSIE icon
507
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$1.14M 0.02%
36,999
+112
+0.3% +$3.41K
CPAY icon
508
Corpay
CPAY
$25.7B
$1.13M 0.02%
5,342
-1,042
-16% -$211K
RDIV icon
509
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$1.11M 0.02%
26,965
-310
-1% -$13.6K
BUFR icon
510
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$1.11M 0.02%
47,210
-6,325
-12% -$145K
ASO icon
511
Academy Sports + Outdoors
ASO
$3.04B
$1.1M 0.02%
+16,876
New +$994K
TRNO icon
512
Terreno Realty
TRNO
$7.58B
$1.1M 0.02%
17,003
+63
+0.4% +$3.94K
BABA icon
513
Alibaba
BABA
$276B
$1.09M 0.02%
10,702
-1,660
-13% -$166K
IEF icon
514
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.08M 0.02%
10,931
-147
-1% -$14.4K
VTC icon
515
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$1.08M 0.02%
14,116
– –
HUM icon
516
Humana
HUM
$43.9B
$1.08M 0.02%
2,215
-3,812
-63% -$1.88M
PDP icon
517
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
$1.07M 0.02%
14,120
-1,844
-12% -$137K
AWK icon
518
American Water Works
AWK
$27B
$1.06M 0.02%
7,258
-779
-10% -$115K
QYLD icon
519
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$1.06M 0.02%
61,758
-51,339
-45% -$855K
WES icon
520
Western Midstream Partners
WES
$19.4B
$1.06M 0.02%
40,084
+650
+2% +$17.5K
FNX icon
521
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
$1.06M 0.02%
11,749
-1,836
-14% -$170K
LULU icon
522
lululemon athletica
LULU
$13.5B
$1.06M 0.02%
2,899
+177
+7% +$55.5K
VMW
523
DELISTED
VMware, Inc
VMW
$1.06M 0.02%
8,452
-54
-0.6% -$6.49K
JNK icon
524
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.05M 0.02%
11,324
+827
+8% +$76K
ZVIA icon
525
Zevia
ZVIA
$118M
$1.05M 0.02%
272,237
-16,125
-6% -$65K
19 20
21
22 23

Similar funds

HI
Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return
AI
Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return
PEA
Platinum Equity Advisors Beverly Hills, California $8.88B AUM 27.09% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
CB
Cooke & Bieler Philadelphia, Pennsylvania $8.84B AUM 6.92% 1-Year Est. Return
A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
MU
Mirova US Boston, Massachusetts $8.81B AUM 21.38% 1-Year Est. Return

Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.