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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
501
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.09M 0.02%
13,585
-246
-2% -$21.9K
RDIV icon
502
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$1.08M 0.02%
28,750
-395
-1% -$16.5K
BEN icon
503
Franklin Resources
BEN
$16.9B
$1.08M 0.02%
50,271
-5,026
-9% -$129K
AWK icon
504
American Water Works
AWK
$26.3B
$1.07M 0.02%
8,258
-1,997
-19% -$301K
GCOW icon
505
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$1.07M 0.02%
40,175
+358
+0.9% +$10.8K
AZN icon
506
AstraZeneca
AZN
$263B
$1.07M 0.02%
9,747
-203
-2% -$25.8K
FJAN icon
507
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$1.07M 0.02%
34,974
-20,695
-37% -$670K
AJG icon
508
Arthur J. Gallagher & Co
AJG
$63.7B
$1.06M 0.02%
6,186
-2,000
-24% -$355K
BWG
509
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.06M 0.02%
138,729
+2,775
+2% +$24.1K
IGR
510
CBRE Global Real Estate Income Fund
IGR
$712M
$1.04M 0.02%
180,195
+5,661
+3% +$41.4K
PINS icon
511
Pinterest
PINS
$12.4B
$1.03M 0.02%
44,435
+21,778
+96% +$478K
GWW icon
512
W.W. Grainger
GWW
$65.3B
$1.02M 0.02%
2,085
-62
-3% -$32.6K
KRE icon
513
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$1.02M 0.02%
17,315
+613
+4% +$38.3K
AEPPZ
514
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.01M 0.02%
20,415
-150
-0.7% -$8.2K
VBTX
515
DELISTED
Veritex Holdings
VBTX
$1.01M 0.02%
37,910
-2,953
-7% -$89.4K
MPLX icon
516
MPLX
MPLX
$59.5B
$1.01M 0.02%
33,568
+79
+0.2% +$2.48K
EWBC icon
517
East-West Bancorp
EWBC
$17.9B
$1M 0.02%
14,935
-3,767
-20% -$268K
GSK icon
518
GSK
GSK
$103B
$1M 0.02%
33,990
-4,164
-11% -$158K
XIFR
519
XPLR Infrastructure LP
XIFR
$1.18B
$1M 0.02%
13,831
+662
+5% +$53K
UNM icon
520
Unum
UNM
$13.8B
$999K 0.02%
25,743
-1,538
-6% -$56.3K
WPC icon
521
W.P. Carey
WPC
$17.1B
$997K 0.02%
14,588
+16
+0.1% +$1.31K
VMW
522
DELISTED
VMware, Inc
VMW
$997K 0.02%
9,367
-1,412
-13% -$163K
MTB icon
523
M&T Bank
MTB
$36.2B
$996K 0.02%
5,650
+307
+6% +$54.3K
FISV
524
Fiserv Inc
FISV
$27.2B
$994K 0.02%
10,627
+2,015
+23% +$205K
GSIE icon
525
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$993K 0.02%
40,115
-2,032
-5% -$56.4K
19 20
21
22 23

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.