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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.99%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.99B
AUM Growth
+$73.6M
Cap. Flow
+$109K
Cap. Flow %
0.01%
Top 10 Hldgs %
28.37%
Holding
817
New
64
Increased
328
Reduced
315
Closed
65

Top Buys

Rank Stock Value
1
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$8.35M
2
ALGN icon
Align Technology
ALGN
+$4.69M
3
ABT icon
Abbott
ABT
+$4.68M
4
ZION icon
Zions Bancorporation
ZION
+$3.99M
5
AMT icon
American Tower
AMT
+$3.96M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.67M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.68M
3
ODFL icon
Old Dominion Freight Line
ODFL
+$5.36M
4
XPH icon
State Street SPDR S&P Pharmaceuticals ETF
XPH
+$4.6M
5
KMI icon
Kinder Morgan
KMI
+$4.31M

Sector Composition

Rank Sector Weight
1 Healthcare 8.2%
2 Consumer Staples 7.54%
3 Financials 7.41%
4 Technology 5.78%
5 Real Estate 5.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
501
DELISTED
CyrusOne Inc Common Stock
CONE
$365K 0.02%
+9,749
New +$345K
LLTC
502
DELISTED
Linear Technology Corp
LLTC
$358K 0.02%
8,440
+752
+10% +$33.1K
IFV icon
503
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
$354K 0.02%
19,791
+492
+3% +$8.87K
PBYI icon
504
Puma Biotechnology
PBYI
$408M
$353K 0.02%
4,500
– –
DXCM icon
505
DexCom
DXCM
$27.2B
$352K 0.02%
17,176
+12,120
+240% +$252K
PRU icon
506
Prudential Financial
PRU
$40.9B
$351K 0.02%
4,312
-1,208
-22% -$99.9K
FL
507
DELISTED
Foot Locker
FL
$349K 0.02%
5,363
+1,321
+33% +$87.8K
GSG icon
508
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.03B
$348K 0.02%
24,478
– –
VT icon
509
Vanguard Total World Stock ETF
VT
$76.3B
$348K 0.02%
+6,046
New +$355K
SUB icon
510
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$347K 0.02%
+3,275
New +$347K
HVPW
511
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$347K 0.02%
16,612
-760
-4% -$16K
EWBC icon
512
East-West Bancorp
EWBC
$17.9B
$342K 0.02%
8,224
-174
-2% -$7.16K
MHFI
513
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$342K 0.02%
3,465
+25
+0.7% +$2.37K
ENLC
514
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$340K 0.02%
22,527
-2,615
-10% -$47.1K
QGENF
515
DELISTED
QIAGEN NV
QGENF
$338K 0.02%
12,223
-211
-2% -$5.83K
HTGC icon
516
Hercules Capital
HTGC
$2.93B
$334K 0.02%
27,368
-56,679
-67% -$638K
TCRT icon
517
Alaunos Therapeutics
TCRT
$4.69M
$333K 0.02%
267
+6
+2% +$9.92K
CM icon
518
Canadian Imperial Bank of Commerce
CM
$106B
$332K 0.02%
10,070
+328
+3% +$12K
KMF
519
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$331K 0.02%
26,761
– –
CBI
520
DELISTED
Chicago Bridge & Iron Nv
CBI
$331K 0.02%
8,502
-1,173
-12% -$48.7K
KMX icon
521
CarMax
KMX
$8.29B
$330K 0.02%
6,110
-83
-1% -$4.74K
IJR icon
522
iShares Core S&P Small-Cap ETF
IJR
$109B
$328K 0.02%
5,950
+40
+0.7% +$2.25K
SEE
523
DELISTED
Sealed Air
SEE
$328K 0.02%
7,350
-15,000
-67% -$695K
TD icon
524
Toronto Dominion Bank
TD
$197B
$328K 0.02%
+8,366
New +$339K
TAP icon
525
Molson Coors Class B
TAP
$7.51B
$326K 0.02%
3,473
-15,190
-81% -$1.37M
19 20
21
22 23

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CMTU
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FMI
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MAM
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Stephens Inc's Q4 2015 Portfolio in Review

As of Q4 2015, Stephens Inc held 817 positions worth $1.99B, up 3.8% from $1.92B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Stephens Inc's Q4 2015 filing shows 64 new, 328 increased, 315 reduced and 65 closed positions. Its largest new stake was iShares Expanded Tech-Software Sector ETF: 404,750 shares worth $8.4M. The largest sale was iShares Russell 1000 Value ETF, an estimated $8.67M.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 7.2% a quarter earlier, followed by Consumer Staples and Financials.

  • Stephens Inc's largest Q4 2015 buy was iShares Expanded Tech-Software Sector ETF: 404,750 shares worth $8.4M.
  • Stephens Inc added most to Abbott in Q4 2015, an estimated $4.68M increase.
  • Stephens Inc's biggest Q4 2015 reduction was iShares Russell 1000 Value ETF, cutting an estimated $8.67M.
  • Stephens Inc fully exited Old Dominion Freight Line in Q4 2015, selling an estimated $5.36M.
  • Stephens Inc's ten largest holdings make up 28% of its $1.99B portfolio in Q4 2015.
  • Stephens Inc opened 64 new positions and closed 65 in Q4 2015.
  • Stephens Inc's portfolio value rose 3.8% quarter-over-quarter to $1.99B.

Based on Stephens Inc's 13F filing for Q4 2015, filed 10 Feb 2016.