We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
501
Vanguard Consumer Staples ETF
VDC
$7.86B
$527K 0.03%
4,784
-58
-1% -$6.34K
FNSR
502
DELISTED
Finisar Corp
FNSR
$527K 0.03%
+22,040
New +$503K
AIG icon
503
American International
AIG
$41.9B
$524K 0.03%
10,273
-3,301
-24% -$165K
FDT icon
504
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$519K 0.03%
10,085
-3,130
-24% -$157K
BGFV
505
DELISTED
Big 5 Sporting Goods
BGFV
$518K 0.03%
+26,113
New +$462K
BRCD
506
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$517K 0.03%
+58,373
New +$487K
IPCM
507
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$515K 0.03%
8,675
+724
+9% +$41.1K
ANSS
508
DELISTED
Ansys
ANSS
$510K 0.03%
5,850
+565
+11% +$48.5K
DB icon
509
Deutsche Bank
DB
$66.3B
$510K 0.03%
12,402
+798
+7% +$32.2K
GPN icon
510
Global Payments
GPN
$22.1B
$508K 0.03%
15,632
-2,366
-13% -$71.7K
OII icon
511
Oceaneering
OII
$5.26B
$505K 0.03%
6,401
-75
-1% -$6.09K
ILMN icon
512
Illumina
ILMN
$29.4B
$504K 0.03%
4,689
-691
-13% -$63.3K
RYL
513
DELISTED
RYLAND GROUP INC
RYL
$502K 0.02%
+11,574
New +$459K
FYT icon
514
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$501K 0.02%
15,705
-720
-4% -$21.8K
BPOP icon
515
Popular Inc
BPOP
$11B
$499K 0.02%
+17,385
New +$470K
TSM icon
516
TSMC
TSM
$2.09T
$497K 0.02%
28,509
-170
-0.6% -$3.02K
WOOD icon
517
iShares Global Timber & Forestry ETF
WOOD
$258M
$492K 0.02%
9,300
– –
FDS icon
518
Factset
FDS
$9.05B
$491K 0.02%
4,524
-45
-1% -$4.99K
FLS icon
519
Flowserve
FLS
$9.25B
$490K 0.02%
6,210
-210
-3% -$14.6K
DO
520
DELISTED
Diamond Offshore Drilling
DO
$490K 0.02%
8,610
+3,730
+76% +$225K
WBD icon
521
Warner Bros
WBD
$64.6B
$488K 0.02%
10,558
-8
-0.1% -$346
UN
522
DELISTED
Unilever NV New York Registry Shares
UN
$486K 0.02%
12,083
+165
+1% +$6.42K
SYY icon
523
Sysco
SYY
$39.7B
$481K 0.02%
13,317
+1,145
+9% +$38.7K
SE
524
DELISTED
Spectra Energy Corp Wi
SE
$480K 0.02%
13,464
+880
+7% +$30.3K
DBE icon
525
Invesco DB Energy Fund
DBE
$93.4M
$475K 0.02%
16,290
– –
19 20
21
22 23

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.