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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
501
DELISTED
Unilever NV New York Registry Shares
UN
$450K 0.02%
11,918
-1,099
-8% -$43.4K
KKD
502
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$445K 0.02%
23,005
+7,489
+48% +$152K
CAG icon
503
Conagra Brands
CAG
$7.05B
$442K 0.02%
18,712
-1,878
-9% -$50.7K
PCYC
504
DELISTED
PHARMACYCLICS INC
PCYC
$442K 0.02%
3,200
+200
+7% +$22.2K
MNR
505
DELISTED
Monmouth Real Estate Investment Corp
MNR
$441K 0.02%
48,582
-492
-1% -$4.67K
SAH icon
506
Sonic Automotive
SAH
$3.19B
$438K 0.02%
+18,417
New +$423K
AEIS icon
507
Advanced Energy
AEIS
$12.4B
$436K 0.02%
+24,887
New +$490K
DBP icon
508
Invesco DB Precious Metals Fund
DBP
$238M
$433K 0.02%
9,920
– –
SE
509
DELISTED
Spectra Energy Corp Wi
SE
$431K 0.02%
12,584
-2,454
-16% -$84.8K
IT icon
510
Gartner
IT
$9.36B
$429K 0.02%
7,147
-1,215
-15% -$71.5K
IAU icon
511
iShares Gold Trust
IAU
$63B
$427K 0.02%
16,581
-1,696
-9% -$43.8K
PDLI
512
DELISTED
PDL BioPharma, Inc.
PDLI
$427K 0.02%
53,635
-1,270
-2% -$10.2K
HDGE icon
513
AdvisorShares Ranger Equity Bear ETF
HDGE
$63.4M
$423K 0.02%
2,950
+1,650
+127% +$249K
ILMN icon
514
Illumina
ILMN
$29.6B
$423K 0.02%
5,380
+2,046
+61% +$157K
WFT
515
DELISTED
Weatherford International plc
WFT
$423K 0.02%
+27,599
New +$405K
ORBK
516
DELISTED
Orbotech Ltd
ORBK
$422K 0.02%
+35,231
New +$430K
OXY icon
517
Occidental Petroleum
OXY
$56.9B
$421K 0.02%
4,700
-891
-16% -$76.6K
IP icon
518
International Paper
IP
$21.6B
$418K 0.02%
9,983
+3,797
+61% +$169K
KRO icon
519
KRONOS Worldwide
KRO
$761M
$415K 0.02%
26,788
– –
GARS
520
DELISTED
Garrison Capital Inc.
GARS
$410K 0.02%
27,763
-9,748
-26% -$146K
TMO icon
521
Thermo Fisher Scientific
TMO
$209B
$408K 0.02%
4,426
-695
-14% -$62.9K
IPCM
522
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$406K 0.02%
7,951
+2,645
+50% +$137K
SWK icon
523
Stanley Black & Decker
SWK
$14.2B
$404K 0.02%
4,459
-15
-0.3% -$1.28K
MD icon
524
Pediatrix Medical
MD
$2.16B
$402K 0.02%
8,006
-30
-0.4% -$1.46K
FLS icon
525
Flowserve
FLS
$9.25B
$401K 0.02%
6,420
+105
+2% +$6.07K
19 20
21
22 23

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.