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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
476
Occidental Petroleum
OXY
$57B
$1.26M 0.02%
19,485
+1,591
+9% +$100K
VCR icon
477
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$1.25M 0.02%
4,654
-10
-0.2% -$2.84K
MU icon
478
Micron Technology
MU
$1.04T
$1.23M 0.02%
18,137
-660
-4% -$44.2K
SOXX icon
479
iShares Semiconductor ETF
SOXX
$44.2B
$1.23M 0.02%
7,761
+1,590
+26% +$265K
BWG
480
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.21M 0.02%
161,564
+2,985
+2% +$24.1K
BWXT icon
481
BWX Technologies
BWXT
$16B
$1.21M 0.02%
16,135
-64
-0.4% -$4.63K
IYG icon
482
iShares US Financial Services ETF
IYG
$2.13B
$1.19M 0.02%
23,148
-30
-0.1% -$1.62K
DG icon
483
Dollar General
DG
$25.9B
$1.19M 0.02%
11,263
-53,310
-83% -$7.95M
IEI icon
484
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.19M 0.02%
10,511
-407
-4% -$46.5K
DSGX icon
485
Descartes Systems
DSGX
$5.84B
$1.18M 0.02%
16,072
-138
-0.9% -$10.4K
SON icon
486
Sonoco
SON
$5.76B
$1.17M 0.02%
21,471
-46
-0.2% -$2.6K
ATVI
487
DELISTED
Activision Blizzard
ATVI
$1.16M 0.02%
12,399
-5,078
-29% -$463K
IDU icon
488
iShares US Utilities ETF
IDU
$1.41B
$1.16M 0.02%
15,718
– –
ICLR icon
489
Icon
ICLR
$12.8B
$1.14M 0.02%
4,640
-537
-10% -$135K
WES icon
490
Western Midstream Partners
WES
$19.6B
$1.14M 0.02%
41,855
– –
GPC icon
491
Genuine Parts
GPC
$17.1B
$1.14M 0.02%
7,875
-539
-6% -$83.7K
FV icon
492
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.14M 0.02%
25,639
-1,126
-4% -$52.4K
MPLX icon
493
MPLX
MPLX
$59.5B
$1.11M 0.02%
31,201
-2,416
-7% -$84.3K
DORM icon
494
Dorman Products
DORM
$4.01B
$1.11M 0.02%
14,599
-121
-0.8% -$9.84K
SHOP icon
495
Shopify
SHOP
$148B
$1.1M 0.02%
20,127
-3,664
-15% -$222K
IT icon
496
Gartner
IT
$9.41B
$1.08M 0.02%
3,156
-6,243
-66% -$2.18M
DPZ icon
497
Domino's
DPZ
$11B
$1.08M 0.02%
2,840
-52
-2% -$20K
FNX icon
498
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.07M 0.02%
11,602
-147
-1% -$14.2K
GDV icon
499
Gabelli Dividend & Income Trust
GDV
$2.6B
$1.07M 0.02%
54,828
+5,677
+12% +$119K
GAPR icon
500
FT Vest US Equity Moderate Buffer ETF April
GAPR
$288M
$1.06M 0.02%
34,550
– –
18 19
20
21 22

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.