We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPG
476
DELISTED
Interpublic Group of Companies
IPG
$1.24M 0.03%
48,515
-9,676
-17% -$274K
FRT icon
477
Federal Realty Investment Trust
FRT
$10.9B
$1.23M 0.03%
13,655
-1,223
-8% -$124K
ZBH icon
478
Zimmer Biomet
ZBH
$17.7B
$1.23M 0.03%
11,772
-43,759
-79% -$4.8M
FICO icon
479
Fair Isaac
FICO
$28.7B
$1.23M 0.03%
2,985
+265
+10% +$120K
VTC icon
480
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$1.23M 0.03%
16,888
– –
AMAT icon
481
Applied Materials
AMAT
$426B
$1.22M 0.03%
14,895
-1,665
-10% -$161K
ZVIA icon
482
Zevia
ZVIA
$108M
$1.22M 0.03%
281,739
+53,460
+23% +$218K
STAA icon
483
STAAR Surgical
STAA
$1.16B
$1.21M 0.03%
17,090
+2,162
+14% +$185K
ATO icon
484
Atmos Energy
ATO
$29.9B
$1.2M 0.03%
11,813
-623
-5% -$71.4K
VCYT icon
485
Veracyte
VCYT
$4.52B
$1.2M 0.03%
72,447
-1,461
-2% -$32.9K
AEP icon
486
American Electric Power
AEP
$73.7B
$1.2M 0.03%
13,869
+2,079
+18% +$206K
VGT icon
487
Vanguard Information Technology ETF
VGT
$139B
$1.2M 0.03%
31,152
-88
-0.3% -$3.87K
CSTL icon
488
Castle Biosciences
CSTL
$749M
$1.17M 0.02%
44,775
-725
-2% -$20.3K
PSX icon
489
Phillips 66
PSX
$82.9B
$1.16M 0.02%
14,400
+283
+2% +$24.1K
TTD icon
490
Trade Desk
TTD
$8.13B
$1.16M 0.02%
19,362
-266
-1% -$15.1K
HYS icon
491
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$1.15M 0.02%
13,183
– –
GSIG
492
DELISTED
Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
GSIG
$1.13M 0.02%
24,960
– –
LHX icon
493
L3Harris
LHX
$55.9B
$1.13M 0.02%
5,435
-537
-9% -$124K
IDV icon
494
iShares International Select Dividend ETF
IDV
$8.25B
$1.13M 0.02%
50,005
+1,931
+4% +$50.9K
CM icon
495
Canadian Imperial Bank of Commerce
CM
$107B
$1.12M 0.02%
25,618
-668
-3% -$32.6K
BUFR icon
496
FT Vest Fund of Buffer ETFs
BUFR
$10B
$1.11M 0.02%
+53,265
New +$1.18M
QQEW icon
497
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$1.1M 0.02%
13,181
-131
-1% -$12.2K
WEST icon
498
Westrock Coffee
WEST
$741M
$1.1M 0.02%
+106,650
New +$1.13M
WEAT icon
499
Teucrium Wheat Fund
WEAT
$314M
$1.09M 0.02%
+23,886
New +$1.01M
SLI
500
Standard Lithium
SLI
$517M
$1.09M 0.02%
252,092
-2,431
-1% -$12.7K
18 19
20
21 22

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.