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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
476
American International
AIG
$41.9B
$1.39M 0.03%
24,997
-1,390
-5% -$76.8K
CUBE icon
477
CubeSmart
CUBE
$9.53B
$1.39M 0.03%
39,878
-11,264
-22% -$393K
VIGI icon
478
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$1.39M 0.03%
20,861
+2,982
+17% +$198K
BRO icon
479
Brown & Brown
BRO
$22.9B
$1.39M 0.03%
38,465
-5,319
-12% -$190K
TMP icon
480
Tompkins Financial
TMP
$1.45B
$1.38M 0.03%
17,024
+1,026
+6% +$82.1K
NNN icon
481
NNN REIT
NNN
$9.39B
$1.38M 0.03%
24,457
+1,098
+5% +$59.7K
FAX
482
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.36M 0.03%
54,291
+2,355
+5% +$59.3K
ICLR icon
483
Icon
ICLR
$12.8B
$1.36M 0.03%
9,211
-43
-0.5% -$6.6K
FXL icon
484
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.35M 0.03%
20,706
-1,779
-8% -$120K
XLF icon
485
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.33M 0.03%
47,342
-2,617
-5% -$72.2K
IGHG icon
486
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
$1.31M 0.03%
17,575
+160
+0.9% +$11.9K
IONS icon
487
Ionis Pharmaceuticals
IONS
$9.35B
$1.31M 0.03%
21,869
-525
-2% -$34.2K
BOND icon
488
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$1.31M 0.03%
+12,002
New +$1.3M
GL icon
489
Globe Life
GL
$13.5B
$1.31M 0.03%
13,646
-12,579
-48% -$1.14M
LTC
490
LTC Properties
LTC
$2.16B
$1.3M 0.03%
25,433
-8,204
-24% -$396K
DBC icon
491
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.3M 0.03%
86,390
-2,025
-2% -$30.9K
CERN
492
DELISTED
Cerner Corp
CERN
$1.3M 0.03%
19,060
-499
-3% -$35.3K
KEY icon
493
KeyCorp
KEY
$24.3B
$1.3M 0.03%
72,748
-3,191
-4% -$55.2K
RY icon
494
Royal Bank of Canada
RY
$291B
$1.29M 0.03%
15,944
-130
-0.8% -$10.1K
KIM icon
495
Kimco Realty
KIM
$17.6B
$1.28M 0.03%
61,136
+45,984
+303% +$875K
MSI icon
496
Motorola Solutions
MSI
$69.4B
$1.27M 0.03%
7,444
-12
-0.2% -$2.06K
NFLX icon
497
Netflix
NFLX
$292B
$1.27M 0.03%
47,310
-3,500
-7% -$110K
SVC
498
Service Properties Trust
SVC
$1.1B
$1.26M 0.03%
9,741
-2,204
-18% -$273K
TLT icon
499
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.25M 0.03%
8,762
-4,560
-34% -$634K
KHC icon
500
Kraft Heinz
KHC
$30.4B
$1.24M 0.03%
44,470
-7,387
-14% -$213K
18 19
20
21 22

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.