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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
476
Sysco
SYY
$40.8B
$492K 0.03%
13,613
+296
+2% +$10.6K
MNR
477
DELISTED
Monmouth Real Estate Investment Corp
MNR
$490K 0.03%
51,321
+4,067
+9% +$38.2K
IPCM
478
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$488K 0.03%
9,946
+1,271
+15% +$67.7K
IFNA
479
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$484K 0.03%
9,570
+1,000
+12% +$49K
IDTI
480
DELISTED
Integrated Device Technology I
IDTI
$480K 0.03%
+39,282
New +$445K
XYL icon
481
Xylem
XYL
$28.5B
$478K 0.03%
13,130
+185
+1% +$6.75K
DBE icon
482
Invesco DB Energy Fund
DBE
$90.9M
$477K 0.03%
16,290
– –
PBYI icon
483
Puma Biotechnology
PBYI
$398M
$469K 0.03%
4,500
– –
SFNC icon
484
Simmons First National
SFNC
$3.39B
$468K 0.03%
25,108
+1,632
+7% +$29.4K
AFL icon
485
Aflac
AFL
$65.5B
$467K 0.03%
14,802
-986
-6% -$31.3K
FLS icon
486
Flowserve
FLS
$8.94B
$466K 0.03%
5,948
-262
-4% -$20.1K
WAB icon
487
Wabtec
WAB
$49.3B
$465K 0.03%
5,998
+173
+3% +$13.2K
NTWK icon
488
NetSol Technologies
NTWK
$52.1M
$464K 0.03%
100,000
– –
SCG
489
DELISTED
Scana
SCG
$463K 0.03%
9,016
+564
+7% +$27.1K
VYX icon
490
NCR Voyix
VYX
$1.19B
$461K 0.03%
20,561
+285
+1% +$6.05K
BAC.WS.A
491
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$460K 0.03%
+55,928
New +$416K
LRFC
492
DELISTED
Logan Ridge Finance Corp
LRFC
$455K 0.02%
3,929
+21
+0.5% +$2.5K
PFPT
493
DELISTED
Proofpoint, Inc.
PFPT
$454K 0.02%
12,249
-68,051
-85% -$2.66M
SPYV icon
494
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$453K 0.02%
19,200
– –
PNR icon
495
Pentair
PNR
$10.8B
$451K 0.02%
8,460
-157
-2% -$8.2K
ED icon
496
Consolidated Edison
ED
$41.4B
$449K 0.02%
8,366
+1,006
+14% +$54.5K
APD icon
497
Air Products & Chemicals
APD
$65.5B
$447K 0.02%
4,058
+362
+10% +$38.4K
TEX icon
498
Terex
TEX
$7.37B
$445K 0.02%
10,051
+146
+1% +$6.13K
ANSS
499
DELISTED
Ansys
ANSS
$444K 0.02%
5,764
-86
-1% -$6.96K
SUN icon
500
Sunoco
SUN
$14.4B
$439K 0.02%
12,500
-159
-1% -$5.54K
18 19
20
21 22

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PEA
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.