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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
R icon
476
Ryder
R
$10.4B
$473K 0.03%
+7,928
New +$476K
FYT icon
477
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$472K 0.03%
16,425
-2,220
-12% -$61.9K
IMKTA icon
478
Ingles Markets
IMKTA
$1.63B
$471K 0.03%
16,380
-735
-4% -$19.8K
BECN
479
DELISTED
Beacon Roofing Supply, Inc.
BECN
$471K 0.03%
12,784
+3,245
+34% +$124K
WMB icon
480
Williams Companies
WMB
$90.5B
$470K 0.03%
12,920
+4,775
+59% +$167K
BDX icon
481
Becton Dickinson
BDX
$43.1B
$468K 0.03%
4,799
-2,183
-31% -$214K
HDV
482
iShares Core High Dividend ETF
HDV
$14.4B
$467K 0.03%
35,215
-9,700
-22% -$131K
AGU
483
DELISTED
Agrium
AGU
$466K 0.03%
5,545
-228
-4% -$20K
CP icon
484
Canadian Pacific Kansas City
CP
$82B
$463K 0.03%
18,795
-150
-0.8% -$3.71K
ORA icon
485
Ormat Technologies
ORA
$6.11B
$463K 0.03%
17,296
– –
LULU icon
486
lululemon athletica
LULU
$13B
$462K 0.02%
6,320
+2,040
+48% +$142K
ROST icon
487
Ross Stores
ROST
$76.6B
$462K 0.02%
12,690
+6,288
+98% +$215K
GPN icon
488
Global Payments
GPN
$22.1B
$460K 0.02%
+17,998
New +$435K
DBE icon
489
Invesco DB Energy Fund
DBE
$93.4M
$459K 0.02%
16,290
– –
WOOD icon
490
iShares Global Timber & Forestry ETF
WOOD
$258M
$459K 0.02%
9,300
– –
ANSS
491
DELISTED
Ansys
ANSS
$457K 0.02%
5,285
+1,430
+37% +$119K
SON icon
492
Sonoco
SON
$5.76B
$457K 0.02%
11,747
+752
+7% +$28.6K
TDF
493
Templeton Dragon Fund
TDF
$268M
$457K 0.02%
17,562
+4,900
+39% +$127K
AMG icon
494
Affiliated Managers Group
AMG
$9.46B
$456K 0.02%
2,495
+701
+39% +$124K
VDE icon
495
Vanguard Energy ETF
VDE
$10.1B
$456K 0.02%
3,826
+1,087
+40% +$128K
WBD icon
496
Warner Bros
WBD
$64.6B
$456K 0.02%
10,566
+595
+6% +$24.7K
DB icon
497
Deutsche Bank
DB
$66.3B
$454K 0.02%
+11,604
New +$447K
DXPE icon
498
DXP Enterprises
DXPE
$2.62B
$454K 0.02%
5,750
– –
ATW
499
DELISTED
Atwood Oceanics
ATW
$453K 0.02%
+8,239
New +$464K
KDP icon
500
Keurig Dr Pepper
KDP
$40.4B
$451K 0.02%
10,064
-970
-9% -$44.6K
18 19
20
21 22

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.