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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.8B
AUM Growth
+$581M
Cap. Flow
+$84.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
19.17%
Holding
1,316
New
102
Increased
545
Reduced
491
Closed
68

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$14.7M
3
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$12.6M
4
MELI icon
Mercado Libre
MELI
+$10.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$32.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.7M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$10.9M
4
GLBE icon
Global E Online
GLBE
+$10.7M
5
MTW icon
Manitowoc
MTW
+$7.58M

Sector Composition

Rank Sector Weight
1 Technology 12.17%
2 Financials 9.44%
3 Healthcare 6.39%
4 Consumer Discretionary 6.35%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
26
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$39.3M 0.68%
376,127
+25,005
+7% +$2.37M
AMLP icon
27
Alerian MLP ETF
AMLP
$13B
$39M 0.67%
917,252
-11,111
-1% -$471K
NVDA icon
28
NVIDIA
NVDA
$5.01T
$38.9M 0.67%
784,710
-38,150
-5% -$1.77M
MA icon
29
Mastercard
MA
$477B
$38.6M 0.67%
90,471
+3,375
+4% +$1.36M
GOOG icon
30
Alphabet (Google) Class C
GOOG
$3.9T
$37.7M 0.65%
267,512
+3,935
+1% +$534K
BX icon
31
Blackstone
BX
$104B
$37.4M 0.64%
285,395
+15,658
+6% +$1.69M
VEA icon
32
Vanguard FTSE Developed Markets ETF
VEA
$226B
$36.7M 0.63%
765,338
+327,849
+75% +$14.7M
GOOGL icon
33
Alphabet (Google) Class A
GOOGL
$3.91T
$36.6M 0.63%
261,653
+18,176
+7% +$2.44M
VBR icon
34
Vanguard Small-Cap Value ETF
VBR
$37.1B
$35.2M 0.61%
195,584
-8,510
-4% -$1.39M
VUG icon
35
Vanguard Growth ETF
VUG
$216B
$33.6M 0.58%
647,868
+17,712
+3% +$855K
VRP icon
36
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$32.9M 0.57%
1,425,531
-10,862
-0.8% -$243K
IWR icon
37
iShares Russell Mid-Cap ETF
IWR
$56.8B
$32M 0.55%
411,881
+13,723
+3% +$975K
JNJ icon
38
Johnson & Johnson
JNJ
$635B
$31.6M 0.55%
201,726
-10,105
-5% -$1.55M
BILS icon
39
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$30.5M 0.53%
307,641
+23,289
+8% +$2.31M
WM icon
40
Waste Management
WM
$95.9B
$29.7M 0.51%
166,026
+923
+0.6% +$155K
MOAT icon
41
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$29.7M 0.51%
350,129
+98,139
+39% +$7.62M
TFLO icon
42
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$29.4M 0.51%
583,154
+64,598
+12% +$3.27M
IWN icon
43
iShares Russell 2000 Value ETF
IWN
$14.4B
$29.3M 0.51%
188,589
-7,150
-4% -$990K
PFF icon
44
iShares Preferred and Income Securities ETF
PFF
$13.2B
$28.3M 0.49%
906,086
-13,824
-2% -$413K
PEP icon
45
PepsiCo
PEP
$186B
$28.1M 0.48%
165,281
+8,097
+5% +$1.34M
CSCO icon
46
Cisco
CSCO
$450B
$27.8M 0.48%
549,328
+53,857
+11% +$2.75M
MCD icon
47
McDonald's
MCD
$188B
$27M 0.47%
91,152
+10,480
+13% +$2.85M
EFA icon
48
iShares MSCI EAFE ETF
EFA
$76.4B
$26.7M 0.46%
354,464
-459,292
-56% -$32.5M
CAT icon
49
Caterpillar
CAT
$409B
$26.3M 0.45%
88,941
+5,004
+6% +$1.3M
XOM icon
50
ExxonMobil
XOM
$651B
$26.2M 0.45%
261,788
+9,714
+4% +$1.02M
1
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3 4 5

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MT
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CMTU
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FMI
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MAM
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FIA
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Stephens Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Stephens Inc held 1,316 positions worth $5.8B, up 11% from $5.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2023 filing shows 102 new, 545 increased, 491 reduced and 68 closed positions. Its largest new stake was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M. The largest sale was iShares MSCI EAFE ETF, an estimated $32.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2023 buy was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2023, an estimated $20.1M increase.
  • Stephens Inc's biggest Q4 2023 reduction was iShares MSCI EAFE ETF, cutting an estimated $32.5M.
  • Stephens Inc fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $10.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.8B portfolio in Q4 2023.
  • Stephens Inc opened 102 new positions and closed 68 in Q4 2023.
  • Stephens Inc's portfolio value rose 11% quarter-over-quarter to $5.8B.

Based on Stephens Inc's 13F filing for Q4 2023, filed 13 Feb 2024.