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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
26
NVIDIA
NVDA
$5.01T
$35.8M 0.69%
822,860
-49,720
-6% -$2.23M
IWV icon
27
iShares Russell 3000 ETF
IWV
$19.5B
$35.7M 0.68%
145,717
+7,094
+5% +$1.81M
UNH icon
28
UnitedHealth
UNH
$382B
$34.8M 0.67%
69,048
-8,896
-11% -$4.38M
GOOG icon
29
Alphabet (Google) Class C
GOOG
$3.9T
$34.8M 0.67%
263,577
-65,485
-20% -$8.51M
MA icon
30
Mastercard
MA
$477B
$34.5M 0.66%
87,096
-17,651
-17% -$7.09M
VTV icon
31
Vanguard Value ETF
VTV
$189B
$33.7M 0.65%
244,486
+29,733
+14% +$4.26M
JNJ icon
32
Johnson & Johnson
JNJ
$635B
$33M 0.63%
211,831
-4,269
-2% -$704K
VBR icon
33
Vanguard Small-Cap Value ETF
VBR
$37.1B
$32.6M 0.62%
204,094
+2,092
+1% +$350K
VRP icon
34
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$32.1M 0.62%
1,436,393
-36,187
-2% -$815K
IWP icon
35
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$32.1M 0.61%
351,122
+18
+0% +$1.72K
GOOGL icon
36
Alphabet (Google) Class A
GOOGL
$3.91T
$31.9M 0.61%
243,477
-4,825
-2% -$624K
XOM icon
37
ExxonMobil
XOM
$651B
$29.6M 0.57%
252,074
-4,475
-2% -$491K
BX icon
38
Blackstone
BX
$104B
$28.9M 0.55%
269,737
+4,930
+2% +$513K
VUG icon
39
Vanguard Growth ETF
VUG
$216B
$28.6M 0.55%
630,156
-24,774
-4% -$1.17M
BILS icon
40
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$28.3M 0.54%
284,352
+15,985
+6% +$1.59M
PFF icon
41
iShares Preferred and Income Securities ETF
PFF
$13.2B
$27.7M 0.53%
919,910
-23,197
-2% -$709K
IWR icon
42
iShares Russell Mid-Cap ETF
IWR
$56.8B
$27.6M 0.53%
398,158
+9,428
+2% +$688K
CVX icon
43
Chevron
CVX
$388B
$27.2M 0.52%
161,201
-2,947
-2% -$476K
CSCO icon
44
Cisco
CSCO
$450B
$26.6M 0.51%
495,471
+10,218
+2% +$551K
PEP icon
45
PepsiCo
PEP
$186B
$26.6M 0.51%
157,184
+27,701
+21% +$5.03M
IWN icon
46
iShares Russell 2000 Value ETF
IWN
$14.4B
$26.5M 0.51%
195,739
-6,042
-3% -$866K
TFLO icon
47
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$26.3M 0.5%
518,556
+14,736
+3% +$746K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.07T
$25.7M 0.49%
73,232
-14,633
-17% -$5.19M
WM icon
49
Waste Management
WM
$95.9B
$25.2M 0.48%
165,103
+5,905
+4% +$956K
ABBV icon
50
AbbVie
ABBV
$458B
$24.4M 0.47%
163,493
-9,050
-5% -$1.33M
1
2
3 4 5

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.