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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
26
UnitedHealth
UNH
$389B
$34.4M 0.66%
72,688
-5,766
-7% -$2.78M
RSP icon
27
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$34.3M 0.66%
236,877
+92,862
+64% +$13.6M
JNJ icon
28
Johnson & Johnson
JNJ
$643B
$33.4M 0.64%
215,416
-11,777
-5% -$1.9M
VBR icon
29
Vanguard Small-Cap Value ETF
VBR
$37.7B
$32.9M 0.63%
207,291
-1,012
-0.5% -$168K
VRP icon
30
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$32.3M 0.62%
1,457,491
-185,276
-11% -$4.23M
QQQ icon
31
Invesco QQQ Trust
QQQ
$445B
$32.3M 0.62%
100,506
-849
-0.8% -$250K
IWP icon
32
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$32.2M 0.62%
353,376
-172,415
-33% -$15.4M
IWV icon
33
iShares Russell 3000 ETF
IWV
$19.5B
$31.7M 0.61%
134,752
-4,503
-3% -$1.04M
ABBV icon
34
AbbVie
ABBV
$465B
$30M 0.58%
188,464
-6,425
-3% -$982K
PFF icon
35
iShares Preferred and Income Securities ETF
PFF
$13.2B
$29.2M 0.56%
935,772
-38,761
-4% -$1.24M
FSIG icon
36
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$29.2M 0.56%
+1,548,850
New +$29M
TMO icon
37
Thermo Fisher Scientific
TMO
$214B
$29M 0.56%
50,315
+3,118
+7% +$1.76M
XOM icon
38
ExxonMobil
XOM
$634B
$28.4M 0.55%
259,075
-2,802
-1% -$310K
VTV icon
39
Vanguard Value ETF
VTV
$190B
$28.4M 0.55%
205,692
+2,346
+1% +$329K
VNQ icon
40
Vanguard Real Estate ETF
VNQ
$40B
$27.3M 0.52%
328,565
+47,600
+17% +$4.09M
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.11T
$27.2M 0.52%
88,084
+2,876
+3% +$886K
VUG icon
42
Vanguard Growth ETF
VUG
$216B
$27.2M 0.52%
653,724
+26,202
+4% +$1.02M
IWR icon
43
iShares Russell Mid-Cap ETF
IWR
$56.5B
$26.3M 0.5%
376,360
-1,756
-0.5% -$124K
LOW icon
44
Lowe's Companies
LOW
$122B
$26.2M 0.5%
131,146
+1,778
+1% +$361K
PEP icon
45
PepsiCo
PEP
$195B
$26.1M 0.5%
143,181
+9,541
+7% +$1.67M
IWN icon
46
iShares Russell 2000 Value ETF
IWN
$14.5B
$26.1M 0.5%
190,131
-73,914
-28% -$10.7M
UPS icon
47
United Parcel Service
UPS
$89.7B
$25.9M 0.5%
133,511
+4,656
+4% +$854K
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$4.08T
$25.7M 0.49%
247,479
+11,121
+5% +$1.07M
CRM icon
49
Salesforce
CRM
$149B
$25M 0.48%
125,112
+6,122
+5% +$1.03M
NVDA icon
50
NVIDIA
NVDA
$4.77T
$24.7M 0.47%
888,870
-107,830
-11% -$2.33M
1
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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.