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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
26
JPMorgan Ultra-Short Income ETF
JPST
$40B
$35.8M 0.73%
713,308
-72,063
-9% -$3.61M
VBR icon
27
Vanguard Small-Cap Value ETF
VBR
$36.8B
$33.1M 0.68%
208,303
+40,272
+24% +$6.41M
GOOG icon
28
Alphabet (Google) Class C
GOOG
$3.88T
$32.1M 0.66%
361,696
-6,016
-2% -$574K
ABBV icon
29
AbbVie
ABBV
$454B
$31.5M 0.65%
194,889
+7,027
+4% +$1.08M
IWV icon
30
iShares Russell 3000 ETF
IWV
$19.5B
$30.7M 0.63%
139,255
-6,792
-5% -$1.51M
PFF icon
31
iShares Preferred and Income Securities ETF
PFF
$13.2B
$29.8M 0.61%
974,533
-35,809
-4% -$1.11M
AVGO icon
32
Broadcom
AVGO
$1.87T
$29.5M 0.6%
526,840
+134,790
+34% +$6.76M
XOM icon
33
ExxonMobil
XOM
$650B
$28.9M 0.59%
261,877
-38,331
-13% -$4.11M
VTV icon
34
Vanguard Value ETF
VTV
$188B
$28.5M 0.58%
203,346
+14,623
+8% +$2.01M
CVX icon
35
Chevron
CVX
$387B
$28.4M 0.58%
158,397
-30,677
-16% -$5.35M
QQQ icon
36
Invesco QQQ Trust
QQQ
$460B
$27M 0.55%
101,355
-1,258
-1% -$348K
BIV icon
37
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$26.8M 0.55%
361,186
-40,796
-10% -$3.02M
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.06T
$26.3M 0.54%
85,208
+6,245
+8% +$1.85M
TMO icon
39
Thermo Fisher Scientific
TMO
$213B
$26M 0.53%
47,197
+22,216
+89% +$11.8M
WM icon
40
Waste Management
WM
$95.3B
$25.8M 0.53%
164,603
+11,623
+8% +$1.87M
LOW icon
41
Lowe's Companies
LOW
$113B
$25.8M 0.53%
129,368
-5,336
-4% -$1.07M
BAC icon
42
Bank of America
BAC
$430B
$25.6M 0.53%
774,115
-49,649
-6% -$1.71M
IWR icon
43
iShares Russell Mid-Cap ETF
IWR
$56.5B
$25.5M 0.52%
378,116
+1,522
+0.4% +$103K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$110B
$24.8M 0.51%
163,172
+4,262
+3% +$635K
PEP icon
45
PepsiCo
PEP
$184B
$24.1M 0.49%
133,640
+18,521
+16% +$3.3M
PFE icon
46
Pfizer
PFE
$143B
$23.6M 0.48%
459,917
-32,897
-7% -$1.58M
VNQ icon
47
Vanguard Real Estate ETF
VNQ
$39.1B
$23.2M 0.47%
280,965
-42,317
-13% -$3.51M
TFLO icon
48
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$22.7M 0.47%
451,084
-191,187
-30% -$9.64M
ARCC icon
49
Ares Capital
ARCC
$13.4B
$22.7M 0.46%
1,226,727
-219,228
-15% -$4.12M
UPS icon
50
United Parcel Service
UPS
$97B
$22.4M 0.46%
128,855
+14,736
+13% +$2.55M
1
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.