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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$669B
$31.5M 0.67%
177,144
+29,348
+20% +$5.97M
IWV icon
27
iShares Russell 3000 ETF
IWV
$19.5B
$30.2M 0.65%
146,047
+701
+0.5% +$161K
BIV icon
28
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$29.5M 0.63%
401,982
-5,301
-1% -$410K
USFR icon
29
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$29.4M 0.63%
584,783
+212,233
+57% +$10.7M
MA icon
30
Mastercard
MA
$469B
$29.2M 0.62%
102,608
-4,214
-4% -$1.4M
JPM icon
31
JPMorgan Chase
JPM
$930B
$29M 0.62%
277,216
-45,395
-14% -$5.21M
QQQ icon
32
Invesco QQQ Trust
QQQ
$460B
$27.4M 0.59%
102,613
-3,395
-3% -$1.02M
CVX icon
33
Chevron
CVX
$387B
$27.2M 0.58%
189,074
-66,394
-26% -$10.1M
XOM icon
34
ExxonMobil
XOM
$650B
$26.2M 0.56%
300,208
+1,255
+0.4% +$115K
VNQ icon
35
Vanguard Real Estate ETF
VNQ
$39.1B
$25.9M 0.55%
323,282
+8,691
+3% +$813K
PDBC icon
36
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.85B
$25.8M 0.55%
1,593,447
-319,838
-17% -$5.49M
LOW icon
37
Lowe's Companies
LOW
$113B
$25.3M 0.54%
134,704
+587
+0.4% +$114K
ABBV icon
38
AbbVie
ABBV
$454B
$25.2M 0.54%
187,862
-15,639
-8% -$2.24M
BAC icon
39
Bank of America
BAC
$430B
$24.9M 0.53%
823,764
-228,055
-22% -$7.62M
BX icon
40
Blackstone
BX
$152B
$24.7M 0.53%
295,619
+9,610
+3% +$931K
WM icon
41
Waste Management
WM
$95.3B
$24.5M 0.52%
152,980
+3,065
+2% +$506K
ARCC icon
42
Ares Capital
ARCC
$13.4B
$24.4M 0.52%
1,445,955
+8,471
+0.6% +$164K
VBR icon
43
Vanguard Small-Cap Value ETF
VBR
$36.8B
$24.1M 0.51%
168,031
+1,090
+0.7% +$173K
STIP icon
44
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$24M 0.51%
249,916
+236,825
+1,809% +$23.7M
IWR icon
45
iShares Russell Mid-Cap ETF
IWR
$56.5B
$23.4M 0.5%
376,594
-975
-0.3% -$67.1K
VTV icon
46
Vanguard Value ETF
VTV
$188B
$23.3M 0.5%
188,723
+13,215
+8% +$1.79M
VUG icon
47
Vanguard Growth ETF
VUG
$217B
$22.2M 0.47%
621,408
+59,898
+11% +$2.41M
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$3.88T
$21.7M 0.46%
226,642
+2,842
+1% +$315K
PFE icon
49
Pfizer
PFE
$143B
$21.6M 0.46%
492,814
+9,969
+2% +$484K
VIG icon
50
Vanguard Dividend Appreciation ETF
VIG
$110B
$21.5M 0.46%
158,910
-6,833
-4% -$1.02M
1
2
3 4 5

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.