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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
26
Vanguard Small-Cap ETF
VB
$79.3B
$25.3M 0.56%
164,421
+9,466
+6% +$1.47M
VO icon
27
Vanguard Mid-Cap ETF
VO
$106B
$25.3M 0.56%
603,764
+20,332
+3% +$850K
CVX icon
28
Chevron
CVX
$387B
$25.2M 0.56%
212,815
+3,451
+2% +$419K
BKLN icon
29
Invesco Senior Loan ETF
BKLN
$7.09B
$25.2M 0.55%
1,114,442
+921,017
+476% +$20.9M
AMZN icon
30
Amazon
AMZN
$2.51T
$25.1M 0.55%
289,760
+2,880
+1% +$267K
EFA icon
31
iShares MSCI EAFE ETF
EFA
$76.1B
$24.8M 0.55%
380,689
-68,835
-15% -$4.44M
V icon
32
Visa
V
$669B
$24.8M 0.55%
144,272
+4,214
+3% +$751K
JNJ icon
33
Johnson & Johnson
JNJ
$624B
$24.7M 0.54%
191,154
-1,134
-0.6% -$149K
KO icon
34
Coca-Cola
KO
$349B
$24.7M 0.54%
453,187
-15,735
-3% -$843K
XOM icon
35
ExxonMobil
XOM
$650B
$24.2M 0.53%
342,030
+4,001
+1% +$289K
BIV icon
36
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$23.9M 0.53%
271,495
+16,659
+7% +$1.46M
ET icon
37
Energy Transfer Partners
ET
$70.3B
$23.7M 0.52%
1,814,786
+87,083
+5% +$1.21M
IWO icon
38
iShares Russell 2000 Growth ETF
IWO
$14.6B
$23.2M 0.51%
120,622
-960
-0.8% -$190K
SPY icon
39
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$22.8M 0.5%
76,692
+3,709
+5% +$1.1M
IYR icon
40
iShares US Real Estate ETF
IYR
$4.49B
$22.6M 0.5%
241,791
+29,419
+14% +$2.68M
GOOG icon
41
Alphabet (Google) Class C
GOOG
$3.88T
$22.4M 0.49%
367,380
+8,620
+2% +$510K
MRK icon
42
Merck
MRK
$322B
$22.3M 0.49%
277,169
-16,353
-6% -$1.31M
PEP icon
43
PepsiCo
PEP
$184B
$22.2M 0.49%
162,234
-886
-0.5% -$118K
ABBV icon
44
AbbVie
ABBV
$454B
$21.9M 0.48%
288,783
+48,234
+20% +$3.31M
META icon
45
Meta Platforms (Facebook)
META
$1.54T
$21.5M 0.47%
120,866
+3,043
+3% +$578K
VTV icon
46
Vanguard Value ETF
VTV
$188B
$20.9M 0.46%
187,396
+6,929
+4% +$766K
DIA icon
47
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$20.8M 0.46%
77,292
-3,028
-4% -$808K
DXPE icon
48
DXP Enterprises
DXPE
$2.71B
$20.7M 0.46%
597,493
-1,084
-0.2% -$36.4K
UPS icon
49
United Parcel Service
UPS
$97B
$20.3M 0.45%
169,477
-751
-0.4% -$85.9K
VEA icon
50
Vanguard FTSE Developed Markets ETF
VEA
$226B
$19.9M 0.44%
483,749
+4,698
+1% +$192K
1
2
3 4 5

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.