We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
26
iShares Russell 1000 ETF
IWB
$47.7B
$10M 0.54%
106,317
-2,795
-3% -$261K
ET icon
27
Energy Transfer Partners
ET
$70.3B
$9.61M 0.52%
584,288
-8,224
-1% -$131K
VZ icon
28
Verizon
VZ
$183B
$8.73M 0.47%
187,027
-17,936
-9% -$876K
MO icon
29
Altria Group
MO
$120B
$8.32M 0.45%
242,205
-24,582
-9% -$866K
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$8.23M 0.44%
48,966
+3,336
+7% +$559K
DBA icon
31
Invesco DB Agriculture Fund
DBA
$1.26B
$8.15M 0.44%
322,139
-3,595
-1% -$90K
WIN
32
DELISTED
Windstream Holdings Inc
WIN
$7.77M 0.42%
124,172
+9,123
+8% +$589K
MCD icon
33
McDonald's
MCD
$187B
$7.51M 0.4%
78,088
-814
-1% -$79.5K
AAPL icon
34
Apple
AAPL
$4.72T
$7.36M 0.4%
432,012
+4,424
+1% +$73.4K
BAC icon
35
Bank of America
BAC
$430B
$7.29M 0.39%
528,298
+2,123
+0.4% +$30.3K
IWO icon
36
iShares Russell 2000 Growth ETF
IWO
$14.6B
$6.96M 0.38%
55,313
+873
+2% +$105K
XOM icon
37
ExxonMobil
XOM
$650B
$6.95M 0.37%
80,775
+3,454
+4% +$311K
EEM icon
38
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$6.64M 0.36%
162,897
-872
-0.5% -$34.5K
DUK icon
39
Duke Energy
DUK
$101B
$6.5M 0.35%
97,413
-9,882
-9% -$674K
VOD icon
40
Vodafone
VOD
$35.1B
$6.33M 0.34%
176,648
-27,946
-14% -$884K
GE icon
41
GE Aerospace
GE
$362B
$6.26M 0.34%
54,655
-95
-0.2% -$10.9K
DHR icon
42
Danaher
DHR
$135B
$6.2M 0.33%
133,020
+2,109
+2% +$95.7K
VEU icon
43
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$5.77M 0.31%
118,684
+52,443
+79% +$2.46M
WMT icon
44
Walmart Inc
WMT
$863B
$5.7M 0.31%
231,390
+17,142
+8% +$432K
TTE icon
45
TotalEnergies
TTE
$191B
$5.68M 0.31%
98,033
-15,697
-14% -$848K
AZN icon
46
AstraZeneca
AZN
$261B
$5.67M 0.31%
109,187
-15,849
-13% -$796K
PM icon
47
Philip Morris
PM
$298B
$5.58M 0.3%
64,384
+2,208
+4% +$193K
MSFT icon
48
Microsoft
MSFT
$2.83T
$5.52M 0.3%
165,824
-36,190
-18% -$1.19M
JPM icon
49
JPMorgan Chase
JPM
$930B
$5.51M 0.3%
106,690
-874
-0.8% -$46.9K
IBM icon
50
IBM
IBM
$194B
$5.5M 0.3%
31,089
+1,532
+5% +$278K
1
2
3 4 5

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.