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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$7.99B
AUM Growth
-$44.3M
Cap. Flow
+$93.7M
Cap. Flow %
1.17%
Top 10 Hldgs %
19.5%
Holding
1,409
New
109
Increased
556
Reduced
521
Closed
98

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.1M
2
KRUS icon
Kura Sushi USA
KRUS
+$18M
3
AVDE icon
Avantis International Equity ETF
AVDE
+$16.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$15.7M
5
WMT icon
Walmart Inc
WMT
+$11.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$23.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.6M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$13M
4
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$12.1M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 9.03%
3 Industrials 6.12%
4 Consumer Discretionary 5.42%
5 Consumer Staples 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
Chevron
CVX
$389B
$55.5M 0.69%
268,036
+7,568
+3% +$1.38M
SCHD icon
27
Schwab US Dividend Equity ETF
SCHD
$100B
$55.5M 0.69%
1,807,762
+99,254
+6% +$3.01M
AMLP icon
28
Alerian MLP ETF
AMLP
$13B
$53.2M 0.67%
1,010,395
-2,451
-0.2% -$125K
XOM icon
29
ExxonMobil
XOM
$653B
$53M 0.66%
311,896
-38,580
-11% -$5.63M
VONG icon
30
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
$48.4M 0.61%
441,472
+76,549
+21% +$8.94M
BIV icon
31
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$47M 0.59%
609,591
+60,858
+11% +$4.74M
SGOV icon
32
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$46.3M 0.58%
460,127
+219,472
+91% +$22.1M
VCSH icon
33
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$46M 0.58%
579,894
+3,387
+0.6% +$270K
MA icon
34
Mastercard
MA
$466B
$45.8M 0.57%
91,580
+654
+0.7% +$344K
DUK icon
35
Duke Energy
DUK
$101B
$45.3M 0.57%
345,684
+38,505
+13% +$4.81M
DIA icon
36
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$43.8M 0.55%
94,615
+14,976
+19% +$7.25M
JNJ icon
37
Johnson & Johnson
JNJ
$623B
$42.6M 0.53%
174,298
-15,730
-8% -$3.66M
VO icon
38
Vanguard Mid-Cap ETF
VO
$106B
$42.5M 0.53%
592,340
+36,468
+7% +$2.71M
JPST icon
39
JPMorgan Ultra-Short Income ETF
JPST
$40B
$42M 0.53%
829,222
+22,926
+3% +$1.16M
FTCB icon
40
First Trust Core Investment Grade ETF
FTCB
$2.51B
$41.9M 0.52%
1,999,530
+738,861
+59% +$15.7M
SHY icon
41
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$41.6M 0.52%
503,696
+18,494
+4% +$1.53M
IWR icon
42
iShares Russell Mid-Cap ETF
IWR
$56.4B
$40.8M 0.51%
419,131
-6,021
-1% -$601K
AMGN icon
43
Amgen
AMGN
$199B
$40.6M 0.51%
114,544
+9,094
+9% +$3.24M
VBK icon
44
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$40.3M 0.5%
133,265
+2,632
+2% +$827K
CAT icon
45
Caterpillar
CAT
$412B
$39.9M 0.5%
56,306
-1,937
-3% -$1.34M
PLTR icon
46
Palantir
PLTR
$293B
$39.1M 0.49%
264,695
+11,751
+5% +$1.8M
CSCO icon
47
Cisco
CSCO
$444B
$37.7M 0.47%
483,636
-1,329
-0.3% -$104K
V icon
48
Visa
V
$667B
$37M 0.46%
122,151
-1,264
-1% -$406K
VRP icon
49
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$35.5M 0.44%
1,478,797
+64,978
+5% +$1.58M
MOAT icon
50
VanEck Morningstar Wide Moat ETF
MOAT
$11.4B
$35.2M 0.44%
363,545
-11,853
-3% -$1.23M
1
2
3 4 5

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FMI
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MAM
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Stephens Inc's Q1 2026 Portfolio in Review

As of Q1 2026, Stephens Inc held 1,409 positions worth $7.99B, down 0.55% from $8.04B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc's Q1 2026 filing shows 109 new, 556 increased, 521 reduced and 98 closed positions. Its largest new stake was Avantis International Equity ETF: 187,536 shares worth $15.9M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $23.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

  • Stephens Inc's largest Q1 2026 buy was Avantis International Equity ETF: 187,536 shares worth $15.9M.
  • Stephens Inc added most to iShares 0-3 Month Treasury Bond ETF in Q1 2026, an estimated $22.1M increase.
  • Stephens Inc's biggest Q1 2026 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $23.3M.
  • Stephens Inc fully exited Celestica in Q1 2026, selling an estimated $5.08M.
  • Stephens Inc's ten largest holdings make up 20% of its $7.99B portfolio in Q1 2026.
  • Stephens Inc opened 109 new positions and closed 98 in Q1 2026.
  • Stephens Inc's portfolio value fell 0.55% quarter-over-quarter to $7.99B.

Based on Stephens Inc's 13F filing for Q1 2026, filed 28 Apr 2026.