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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
451
Salesforce
CRM
$134B
$529K 0.03%
10,193
+2,321
+29% +$105K
ELV icon
452
Elevance Health
ELV
$81.9B
$528K 0.03%
6,311
-13
-0.2% -$1.11K
OII icon
453
Oceaneering
OII
$5.26B
$526K 0.03%
6,476
+3,110
+92% +$250K
CB icon
454
Chubb
CB
$140B
$525K 0.03%
5,615
+1,168
+26% +$107K
ITC
455
DELISTED
ITC HOLDINGS CORP
ITC
$524K 0.03%
+16,734
New +$508K
TSN icon
456
Tyson Foods
TSN
$20.2B
$523K 0.03%
18,509
+2,261
+14% +$65.5K
HSBC icon
457
HSBC
HSBC
$355B
$519K 0.03%
11,108
+174
+2% +$8.26K
BLK icon
458
Blackrock
BLK
$164B
$518K 0.03%
1,914
+167
+10% +$45.4K
OMC icon
459
Omnicom Group
OMC
$22.7B
$517K 0.03%
+8,156
New +$519K
AEGR
460
DELISTED
Aegerion Pharmaceuticals
AEGR
$515K 0.03%
6,000
– –
COR icon
461
Cencora
COR
$60.3B
$509K 0.03%
8,325
-260
-3% -$15.2K
PNC icon
462
PNC Financial Services
PNC
$100B
$503K 0.03%
6,946
-39
-0.6% -$2.91K
VDC icon
463
Vanguard Consumer Staples ETF
VDC
$7.86B
$502K 0.03%
4,842
-11
-0.2% -$1.16K
DG icon
464
Dollar General
DG
$25.9B
$500K 0.03%
+8,850
New +$486K
LMT icon
465
Lockheed Martin
LMT
$134B
$500K 0.03%
3,917
-1,566
-29% -$190K
STLD icon
466
Steel Dynamics
STLD
$35.6B
$499K 0.03%
29,823
– –
FDS icon
467
Factset
FDS
$9.05B
$498K 0.03%
4,569
+95
+2% +$10.3K
IFNA
468
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$497K 0.03%
10,575
-2,200
-17% -$107K
XLP icon
469
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$495K 0.03%
+12,432
New +$507K
TSM icon
470
TSMC
TSM
$2.09T
$486K 0.03%
28,679
+14,205
+98% +$242K
NATI
471
DELISTED
National Instruments Corp
NATI
$486K 0.03%
15,703
+3,650
+30% +$106K
AFL icon
472
Aflac
AFL
$63.9B
$485K 0.03%
15,648
+550
+4% +$16.6K
TEVA icon
473
Teva Pharmaceuticals
TEVA
$35.9B
$485K 0.03%
12,847
-731
-5% -$28.5K
APC
474
DELISTED
Anadarko Petroleum
APC
$481K 0.03%
5,169
+1,027
+25% +$93.4K
VNQ icon
475
Vanguard Real Estate ETF
VNQ
$39.9B
$479K 0.03%
7,246
+435
+6% +$29.6K
17 18
19
20 21

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.