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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCL
426
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.37M 0.04%
112,345
+92,278
+460% +$1.95M
SNY icon
427
Sanofi
SNY
$105B
$2.37M 0.04%
47,908
-2,934
-6% -$141K
BP icon
428
BP
BP
$109B
$2.34M 0.04%
96,182
-1,042
-1% -$25.1K
MINT icon
429
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.32M 0.04%
22,808
+1,900
+9% +$194K
DEO icon
430
Diageo
DEO
$47.3B
$2.31M 0.04%
14,078
-1,439
-9% -$235K
SCTL
431
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$2.3M 0.04%
823,446
+312,877
+61% +$1.12M
DD icon
432
DuPont de Nemours
DD
$18.9B
$2.29M 0.04%
23,636
-3,446
-13% -$330K
LUV icon
433
Southwest Airlines
LUV
$22.2B
$2.27M 0.04%
37,229
-14,720
-28% -$783K
OEC icon
434
Orion
OEC
$379M
$2.27M 0.04%
115,223
-38,990
-25% -$702K
AMAT icon
435
Applied Materials
AMAT
$410B
$2.27M 0.04%
16,991
+6,986
+70% +$770K
OEF icon
436
iShares S&P 100 ETF
OEF
$19.8B
$2.27M 0.04%
12,608
-104,100
-89% -$18.4M
HBI
437
DELISTED
Hanesbrands
HBI
$2.25M 0.04%
114,619
-14,952
-12% -$265K
ABMD
438
DELISTED
Abiomed Inc
ABMD
$2.23M 0.04%
7,008
-736
-10% -$236K
IUSB icon
439
iShares Core Universal USD Bond ETF
IUSB
$43B
$2.22M 0.04%
42,080
+3,358
+9% +$180K
JD icon
440
JD.com
JD
$41.8B
$2.2M 0.04%
26,092
-30,432
-54% -$2.79M
INGR icon
441
Ingredion
INGR
$6.4B
$2.19M 0.04%
24,312
-1,871
-7% -$160K
FAST icon
442
Fastenal
FAST
$54.7B
$2.17M 0.04%
86,508
+3,202
+4% +$76.6K
EW icon
443
Edwards Lifesciences
EW
$47.8B
$2.17M 0.04%
25,974
+18,282
+238% +$1.55M
AXTA icon
444
Axalta
AXTA
$7.22B
$2.17M 0.04%
73,200
-62,880
-46% -$1.8M
VIGI icon
445
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$2.14M 0.04%
25,850
+536
+2% +$44.6K
MU icon
446
Micron Technology
MU
$1.02T
$2.14M 0.04%
24,243
+6,237
+35% +$529K
CACG
447
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$2.11M 0.03%
46,287
+1
+0% +$45
WELL icon
448
Welltower
WELL
$175B
$2.09M 0.03%
29,188
-14,426
-33% -$969K
BTRS
449
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$2.05M 0.03%
141,700
-4,300
-3% -$71.9K
CTXS
450
DELISTED
Citrix Systems Inc
CTXS
$2.04M 0.03%
14,570
+440
+3% +$59K
16 17
18
19 20

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.