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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
426
Gabelli Dividend & Income Trust
GDV
$2.6B
$681K 0.03%
32,362
-94
-0.3% -$1.87K
PRLB icon
427
Protolabs
PRLB
$1.86B
$681K 0.03%
9,574
+1,460
+18% +$113K
CL icon
428
Colgate-Palmolive
CL
$72.6B
$680K 0.03%
10,425
+524
+5% +$33.5K
NGLS
429
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$677K 0.03%
12,943
+1,283
+11% +$65.5K
BTZ icon
430
BlackRock Credit Allocation Income Trust
BTZ
$927M
$676K 0.03%
51,750
-2,460
-5% -$31.5K
KLAC icon
431
KLA
KLAC
$275B
$676K 0.03%
104,930
+14,770
+16% +$93.2K
IBB icon
432
iShares Biotechnology ETF
IBB
$9.31B
$675K 0.03%
8,913
-378
-4% -$26.8K
GEO icon
433
The GEO Group
GEO
$4.13B
$671K 0.03%
+31,230
New +$700K
TXN icon
434
Texas Instruments
TXN
$255B
$667K 0.03%
15,198
-310
-2% -$13K
PPG icon
435
PPG Industries
PPG
$25.9B
$666K 0.03%
7,028
-230
-3% -$20.7K
XLNX
436
DELISTED
Xilinx Inc
XLNX
$662K 0.03%
14,414
+13,334
+1,235% +$600K
SWKS icon
437
Skyworks Solutions
SWKS
$9.06B
$659K 0.03%
+23,072
New +$604K
UNFI icon
438
United Natural Foods
UNFI
$3.01B
$658K 0.03%
8,725
+493
+6% +$34.8K
LAZ icon
439
Lazard
LAZ
$4.37B
$654K 0.03%
+14,432
New +$584K
PXD
440
DELISTED
Pioneer Natural Resource Co.
PXD
$651K 0.03%
3,534
+343
+11% +$66.1K
CERN
441
DELISTED
Cerner Corp
CERN
$637K 0.03%
11,428
+1,100
+11% +$61.6K
PDP icon
442
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$633K 0.03%
17,275
+1,050
+6% +$36.7K
TSN icon
443
Tyson Foods
TSN
$20.2B
$632K 0.03%
18,896
+387
+2% +$11.8K
BT
444
DELISTED
BT Group plc (ADR)
BT
$632K 0.03%
20,014
+210
+1% +$6.27K
DG icon
445
Dollar General
DG
$25.9B
$630K 0.03%
10,440
+1,590
+18% +$93.4K
PNNT
446
Pennant Park Investment Corp
PNNT
$215M
$630K 0.03%
54,337
-22,674
-29% -$260K
BCS.PRD.CL
447
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$628K 0.03%
24,770
+900
+4% +$22.9K
OMG
448
DELISTED
OM GROUP INC.
OMG
$628K 0.03%
+17,250
New +$578K
ULTI
449
DELISTED
Ultimate Software Group Inc
ULTI
$623K 0.03%
4,067
-166
-4% -$25.1K
RCL icon
450
Royal Caribbean
RCL
$78.7B
$621K 0.03%
+13,095
New +$556K
16 17
18
19 20

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.