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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGLS
426
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$600K 0.03%
11,660
+154
+1% +$7.76K
WPT
427
DELISTED
World Point Terminals, LP
WPT
$599K 0.03%
+29,900
New +$600K
FCRD
428
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$589K 0.03%
37,755
+330
+0.9% +$5.13K
LGF
429
DELISTED
Lions Gate Entertainment
LGF
$589K 0.03%
16,815
+8,185
+95% +$278K
CL icon
430
Colgate-Palmolive
CL
$72.6B
$587K 0.03%
9,901
+244
+3% +$14.5K
ENLC
431
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$584K 0.03%
+27,937
New +$565K
VFC icon
432
VF Corp
VFC
$6.68B
$583K 0.03%
12,442
-8,059
-39% -$372K
APA icon
433
APA Corp
APA
$12.8B
$572K 0.03%
+6,719
New +$558K
CNQR
434
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$572K 0.03%
5,173
+1,605
+45% +$156K
NEOG icon
435
Neogen
NEOG
$2.05B
$567K 0.03%
37,344
+13,920
+59% +$199K
SWN
436
DELISTED
Southwestern Energy Company
SWN
$555K 0.03%
15,251
+2,400
+19% +$91.1K
MKL icon
437
Markel Group
MKL
$25B
$554K 0.03%
1,070
-20
-2% -$10.5K
UNFI icon
438
United Natural Foods
UNFI
$3.01B
$554K 0.03%
8,232
+3,180
+63% +$193K
KFN
439
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$551K 0.03%
53,370
+4,100
+8% +$42.9K
KLAC icon
440
KLA
KLAC
$275B
$549K 0.03%
+90,160
New +$529K
PDP icon
441
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$549K 0.03%
16,225
+8,256
+104% +$272K
BT
442
DELISTED
BT Group plc (ADR)
BT
$548K 0.03%
19,804
-1,248
-6% -$32.5K
OLN icon
443
Olin
OLN
$2.64B
$547K 0.03%
23,705
+1,382
+6% +$32.7K
OCSL icon
444
Oaktree Specialty Lending
OCSL
$1.03B
$545K 0.03%
17,648
+160
+0.9% +$5.08K
XLY icon
445
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$545K 0.03%
+17,968
New +$533K
CERN
446
DELISTED
Cerner Corp
CERN
$543K 0.03%
10,328
+4,010
+63% +$195K
FEM icon
447
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$541K 0.03%
22,238
-2,990
-12% -$71.2K
CLB icon
448
Core Laboratories
CLB
$538M
$536K 0.03%
3,169
+1,580
+99% +$245K
BCS.PRA.CL
449
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$536K 0.03%
21,440
+150
+0.7% +$3.76K
NHI icon
450
National Health Investors
NHI
$3.9B
$534K 0.03%
9,382
+775
+9% +$46.2K
16 17
18
19 20

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.