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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDMO icon
401
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$607M
$1.88M 0.04%
178,130
+13,000
+8% +$144K
DEO icon
402
Diageo
DEO
$49.6B
$1.87M 0.04%
10,349
+2,235
+28% +$394K
VGT icon
403
Vanguard Information Technology ETF
VGT
$133B
$1.87M 0.04%
38,712
+272
+0.7% +$12K
VEEV icon
404
Veeva Systems
VEEV
$33.8B
$1.86M 0.04%
10,128
-457
-4% -$78K
PULS icon
405
PGIM Ultra Short Bond ETF
PULS
$17.7B
$1.86M 0.04%
37,755
-23,036
-38% -$1.14M
SPTI icon
406
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$1.84M 0.04%
63,513
– –
IVE icon
407
iShares S&P 500 Value ETF
IVE
$49.1B
$1.83M 0.04%
12,057
-815
-6% -$123K
PNC icon
408
PNC Financial Services
PNC
$99.1B
$1.81M 0.03%
14,276
+491
+4% +$74K
XLRE icon
409
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$1.81M 0.03%
48,309
+20,877
+76% +$802K
MGNI icon
410
Magnite
MGNI
$2.83B
$1.8M 0.03%
194,834
-48,403
-20% -$516K
LNKB
411
DELISTED
LINKBANCORP
LNKB
$1.8M 0.03%
274,971
-165,219
-38% -$1.32M
SYY icon
412
Sysco
SYY
$40.8B
$1.79M 0.03%
23,125
+387
+2% +$29.7K
GNRC icon
413
Generac Holdings
GNRC
$11.5B
$1.78M 0.03%
16,508
+3,288
+25% +$380K
EBND icon
414
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$1.77M 0.03%
+83,626
New +$1.76M
EXPD icon
415
Expeditors International
EXPD
$22.3B
$1.76M 0.03%
15,948
-273
-2% -$29.6K
FXL icon
416
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$1.76M 0.03%
16,695
– –
AMAT icon
417
Applied Materials
AMAT
$347B
$1.75M 0.03%
14,283
+198
+1% +$22.7K
QQQX icon
418
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$1.74M 0.03%
72,875
-26,147
-26% -$598K
UFPI icon
419
UFP Industries
UFPI
$4.95B
$1.74M 0.03%
+21,928
New +$1.88M
BDJ icon
420
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$1.72M 0.03%
200,724
– –
MSI icon
421
Motorola Solutions
MSI
$72.1B
$1.72M 0.03%
6,007
+177
+3% +$46.7K
XBI icon
422
State Street SPDR S&P Biotech ETF
XBI
$10B
$1.71M 0.03%
22,472
+1,606
+8% +$133K
SRLN icon
423
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$1.71M 0.03%
41,266
+4,613
+13% +$192K
MLPA icon
424
Global X MLP ETF
MLPA
$2.26B
$1.71M 0.03%
41,049
-100
-0.2% -$4.23K
CSTL icon
425
Castle Biosciences
CSTL
$742M
$1.7M 0.03%
75,019
+21,387
+40% +$523K
15 16
17
18 19

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.