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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
401
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.73M 0.04%
20,866
-49,687
-70% -$4.02M
RF icon
402
Regions Financial
RF
$26.3B
$1.73M 0.04%
80,096
+2,336
+3% +$50.7K
JEMA icon
403
JPMorgan ActiveBuilders Emerging Markets Equity ETF
JEMA
$1.6B
$1.72M 0.04%
50,475
-5,575
-10% -$187K
LUMN icon
404
Lumen
LUMN
$6.53B
$1.72M 0.04%
328,619
-434,872
-57% -$2.67M
ROST icon
405
Ross Stores
ROST
$76.6B
$1.71M 0.04%
14,759
+12,278
+495% +$1.25M
VEEV icon
406
Veeva Systems
VEEV
$30.3B
$1.71M 0.04%
10,585
-764
-7% -$131K
MLPA icon
407
Global X MLP ETF
MLPA
$2.28B
$1.7M 0.03%
41,149
+768
+2% +$32.2K
VNT icon
408
Vontier
VNT
$4.33B
$1.7M 0.03%
87,881
-850
-1% -$15.9K
EXPD icon
409
Expeditors International
EXPD
$22.9B
$1.69M 0.03%
16,221
-9,569
-37% -$986K
CSGP icon
410
CoStar Group
CSGP
$11.3B
$1.66M 0.03%
21,459
– –
VRSN icon
411
VeriSign
VRSN
$25.3B
$1.65M 0.03%
8,021
-693
-8% -$133K
NDMO icon
412
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
$1.64M 0.03%
165,130
+6,710
+4% +$68.1K
GSSC icon
413
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.03B
$1.62M 0.03%
29,625
+1,700
+6% +$94K
GE icon
414
GE Aerospace
GE
$367B
$1.61M 0.03%
30,887
-5,266
-15% -$259K
CDMO
415
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$1.6M 0.03%
116,294
+567
+0.5% +$8.69K
CI icon
416
Cigna
CI
$76.6B
$1.58M 0.03%
4,754
-40
-0.8% -$12.7K
BBY icon
417
Best Buy
BBY
$18B
$1.57M 0.03%
+19,621
New +$1.44M
FV icon
418
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.57M 0.03%
33,715
-31,167
-48% -$1.45M
LOPE icon
419
Grand Canyon Education
LOPE
$3.71B
$1.57M 0.03%
+14,848
New +$1.48M
FLNG icon
420
FLEX LNG
FLNG
$1.67B
$1.57M 0.03%
47,879
-34,572
-42% -$1.16M
HSY icon
421
Hershey
HSY
$35.4B
$1.55M 0.03%
6,698
+67
+1% +$15.4K
SCTL
422
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1.55M 0.03%
1,039,017
– –
VGT icon
423
Vanguard Information Technology ETF
VGT
$139B
$1.53M 0.03%
38,440
+7,288
+23% +$297K
FXL icon
424
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.53M 0.03%
16,695
-879
-5% -$81.1K
WCN
425
Waste Connections
WCN
$42.8B
$1.53M 0.03%
11,518
-100
-0.9% -$13.6K
15 16
17
18 19

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MAM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.