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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
401
DELISTED
Splunk Inc
SPLK
$1.69M 0.04%
22,512
-7
-0% -$686
CB icon
402
Chubb
CB
$140B
$1.67M 0.04%
9,198
-602
-6% -$114K
STE icon
403
Steris
STE
$20.9B
$1.67M 0.04%
10,034
+7,368
+276% +$1.5M
SHEL icon
404
Shell
SHEL
$245B
$1.67M 0.04%
33,504
-275
-0.8% -$14.2K
XLP icon
405
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.66M 0.04%
24,888
-887
-3% -$65K
TMUS icon
406
T-Mobile US
TMUS
$193B
$1.65M 0.04%
12,292
+1,213
+11% +$170K
CAH icon
407
Cardinal Health
CAH
$53.4B
$1.64M 0.04%
24,605
-1,660
-6% -$105K
PPG icon
408
PPG Industries
PPG
$25.9B
$1.64M 0.04%
14,812
-202
-1% -$25K
DVY icon
409
iShares Select Dividend ETF
DVY
$24B
$1.63M 0.03%
15,204
+1,137
+8% +$136K
NDMO icon
410
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
$1.63M 0.03%
+158,420
New +$1.82M
BF.B icon
411
Brown-Forman Class B
BF.B
$12B
$1.62M 0.03%
24,309
-87
-0.4% -$6.33K
USMV icon
412
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.6M 0.03%
24,146
-23,218
-49% -$1.67M
MLPA icon
413
Global X MLP ETF
MLPA
$2.28B
$1.59M 0.03%
40,381
-126,606
-76% -$5.12M
WCN
414
Waste Connections
WCN
$42.8B
$1.57M 0.03%
11,618
-2,632
-18% -$359K
CL icon
415
Colgate-Palmolive
CL
$72.6B
$1.57M 0.03%
22,305
-1,060
-5% -$83.1K
BRO icon
416
Brown & Brown
BRO
$22.9B
$1.56M 0.03%
25,862
-6,635
-20% -$417K
IPGP icon
417
IPG Photonics
IPGP
$3.89B
$1.56M 0.03%
18,531
-345
-2% -$32.8K
RF icon
418
Regions Financial
RF
$26.3B
$1.56M 0.03%
77,760
+490
+0.6% +$10.3K
BTO
419
John Hancock Financial Opportunities Fund
BTO
$793M
$1.55M 0.03%
49,142
+39,117
+390% +$1.42M
XLC icon
420
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.55M 0.03%
32,292
-8,934
-22% -$491K
ABMD
421
DELISTED
Abiomed Inc
ABMD
$1.54M 0.03%
6,263
-230
-4% -$62.1K
MCHP icon
422
Microchip Technology
MCHP
$42.8B
$1.53M 0.03%
25,051
-329
-1% -$21.6K
GDX icon
423
VanEck Gold Miners ETF
GDX
$23B
$1.52M 0.03%
63,245
+24,281
+62% +$614K
ADI icon
424
Analog Devices
ADI
$181B
$1.52M 0.03%
10,936
-6,767
-38% -$1.07M
FXL icon
425
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.52M 0.03%
17,574
– –
15 16
17
18 19

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.