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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
401
L3Harris
LHX
$55.9B
$2.6M 0.04%
11,826
-2,543
-18% -$578K
EXC icon
402
Exelon
EXC
$48.6B
$2.58M 0.04%
74,861
-11,861
-14% -$405K
NTAP icon
403
NetApp
NTAP
$32.9B
$2.58M 0.04%
28,692
+418
+1% +$35.3K
DORM icon
404
Dorman Products
DORM
$4.01B
$2.56M 0.04%
27,073
-149
-0.5% -$14.7K
QYLD icon
405
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$2.55M 0.04%
115,602
+103,012
+818% +$2.33M
FFEB icon
406
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$2.55M 0.04%
69,414
-1,063
-2% -$39.3K
VRTX icon
407
Vertex Pharmaceuticals
VRTX
$121B
$2.54M 0.04%
13,999
-3,588
-20% -$701K
IXUS icon
408
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$2.53M 0.04%
35,693
+854
+2% +$62.2K
VFC icon
409
VF Corp
VFC
$6.68B
$2.53M 0.04%
37,817
+2,464
+7% +$189K
DEO icon
410
Diageo
DEO
$46.2B
$2.49M 0.04%
12,922
-1,377
-10% -$267K
PANW icon
411
Palo Alto Networks
PANW
$264B
$2.49M 0.04%
31,212
-3,060
-9% -$215K
FRT icon
412
Federal Realty Investment Trust
FRT
$10.9B
$2.46M 0.04%
20,890
-11,471
-35% -$1.36M
HQL
413
abrdn Life Sciences Investors
HQL
$585M
$2.45M 0.04%
117,983
+1,898
+2% +$40.6K
KEY icon
414
KeyCorp
KEY
$24.3B
$2.45M 0.04%
113,439
-26,469
-19% -$535K
CL icon
415
Colgate-Palmolive
CL
$72.6B
$2.45M 0.04%
32,373
-14,376
-31% -$1.14M
CDMO
416
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.44M 0.04%
113,306
-42,239
-27% -$1.02M
AMCR icon
417
Amcor
AMCR
$20.6B
$2.44M 0.04%
42,076
+5,081
+14% +$303K
OEF icon
418
iShares S&P 100 ETF
OEF
$19.8B
$2.42M 0.04%
12,284
-171
-1% -$34.7K
WDC icon
419
Western Digital
WDC
$179B
$2.42M 0.04%
56,689
-6,062
-10% -$288K
SPTI icon
420
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$2.41M 0.04%
74,576
-1,030
-1% -$33.6K
TCBI icon
421
Texas Capital Bancshares
TCBI
$4.31B
$2.4M 0.04%
+40,016
New +$2.49M
BDJ icon
422
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$2.4M 0.04%
244,591
+63,879
+35% +$645K
IP icon
423
International Paper
IP
$22.3B
$2.39M 0.04%
45,134
-4,980
-10% -$277K
SCTL
424
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$2.39M 0.04%
1,158,479
+89,096
+8% +$190K
STR
425
DELISTED
Sitio Royalties
STR
$2.38M 0.04%
126,625
+20,075
+19% +$374K
15 16
17
18 19

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.