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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
401
Exelon
EXC
$48.2B
$2.69M 0.04%
86,362
+12,057
+16% +$362K
MPC icon
402
Marathon Petroleum
MPC
$91.2B
$2.69M 0.04%
50,295
+1,054
+2% +$53.2K
VLO icon
403
Valero Energy
VLO
$90.5B
$2.67M 0.04%
37,352
+1,865
+5% +$127K
DE icon
404
Deere & Co
DE
$169B
$2.67M 0.04%
7,128
-588
-8% -$193K
OCFC icon
405
OceanFirst Financial
OCFC
$1.7B
$2.66M 0.04%
+111,228
New +$2.39M
UBER icon
406
Uber
UBER
$139B
$2.66M 0.04%
48,812
+3,378
+7% +$189K
GDX icon
407
VanEck Gold Miners ETF
GDX
$23.2B
$2.64M 0.04%
81,206
+52,182
+180% +$1.78M
CARR icon
408
Carrier Global
CARR
$57.6B
$2.63M 0.04%
62,406
+1,094
+2% +$42.5K
TMP icon
409
Tompkins Financial
TMP
$1.43B
$2.58M 0.04%
31,228
+62
+0.2% +$4.88K
PNW icon
410
Pinnacle West Capital
PNW
$12.8B
$2.58M 0.04%
31,658
+11,298
+55% +$874K
IHI icon
411
iShares US Medical Devices ETF
IHI
$3.06B
$2.57M 0.04%
46,698
-29,280
-39% -$1.62M
VGT icon
412
Vanguard Information Technology ETF
VGT
$138B
$2.56M 0.04%
57,208
+4,104
+8% +$185K
TSM icon
413
TSMC
TSM
$2.07T
$2.54M 0.04%
21,513
-6,961
-24% -$862K
HCA icon
414
HCA Healthcare
HCA
$86.4B
$2.54M 0.04%
13,466
-734
-5% -$129K
SPIP icon
415
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$2.53M 0.04%
82,949
+9,703
+13% +$299K
IJS icon
416
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$2.53M 0.04%
25,133
+16,660
+197% +$1.58M
MCY icon
417
Mercury Insurance
MCY
$6.01B
$2.51M 0.04%
41,311
+463
+1% +$26.5K
CFG icon
418
Citizens Financial Group
CFG
$30.1B
$2.48M 0.04%
56,157
-4,789
-8% -$199K
EWBC icon
419
East-West Bancorp
EWBC
$17.8B
$2.48M 0.04%
33,589
-20,857
-38% -$1.42M
GM icon
420
General Motors
GM
$78.7B
$2.46M 0.04%
42,764
-335
-0.8% -$17.8K
SPLK
421
DELISTED
Splunk Inc
SPLK
$2.45M 0.04%
18,054
+6,112
+51% +$953K
DAL icon
422
Delta Air Lines
DAL
$57B
$2.4M 0.04%
49,662
-384
-0.8% -$17K
IXUS icon
423
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$2.39M 0.04%
34,040
+1,994
+6% +$140K
SDC
424
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$2.39M 0.04%
231,959
+38,144
+20% +$452K
WY icon
425
Weyerhaeuser
WY
$17.2B
$2.38M 0.04%
66,821
-38,920
-37% -$1.33M
15 16
17
18 19

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.