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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
401
iShares Core S&P 500 ETF
IVV
$869B
$848K 0.04%
3,897
-24
-0.6% -$5.22K
WU icon
402
Western Union
WU
$2.55B
$847K 0.04%
40,661
+3,019
+8% +$62K
FDD icon
403
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$846K 0.04%
71,539
+59,314
+485% +$703K
TYG
404
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$829K 0.04%
6,743
+259
+4% +$32K
DBA icon
405
Invesco DB Agriculture Fund
DBA
$1.23B
$826K 0.04%
41,320
-24,429
-37% -$507K
PCRX icon
406
Pacira BioSciences
PCRX
$1.04B
$826K 0.04%
24,138
+300
+1% +$11.8K
FAST icon
407
Fastenal
FAST
$54.7B
$825K 0.04%
78,980
-86,040
-52% -$915K
IJS icon
408
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$821K 0.04%
13,156
+1,776
+16% +$109K
FTNT icon
409
Fortinet
FTNT
$112B
$812K 0.04%
109,885
+6,250
+6% +$43.7K
VIAB
410
DELISTED
Viacom Inc. Class B
VIAB
$807K 0.04%
21,181
-386
-2% -$16K
IT icon
411
Gartner
IT
$9.87B
$798K 0.03%
9,022
-233
-3% -$21.9K
ABCB icon
412
Ameris Bancorp
ABCB
$5.77B
$796K 0.03%
22,777
-1,409
-6% -$47K
FMBI
413
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$790K 0.03%
40,793
-2,268
-5% -$42.9K
AMJ
414
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$783K 0.03%
24,850
+1,862
+8% +$58.6K
CME icon
415
CME Group
CME
$92.3B
$780K 0.03%
7,458
+587
+9% +$61.3K
EW icon
416
Edwards Lifesciences
EW
$47.8B
$779K 0.03%
19,377
+867
+5% +$32.7K
IJR icon
417
iShares Core S&P Small-Cap ETF
IJR
$110B
$777K 0.03%
12,520
+526
+4% +$32.1K
ULTI
418
DELISTED
Ultimate Software Group Inc
ULTI
$774K 0.03%
3,788
-22
-0.6% -$4.65K
BUSE icon
419
First Busey Corp
BUSE
$2.52B
$767K 0.03%
33,921
-2,217
-6% -$50.9K
UAA icon
420
Under Armour
UAA
$3.01B
$764K 0.03%
19,764
+1,092
+6% +$44.1K
HAL icon
421
Halliburton
HAL
$26.8B
$754K 0.03%
16,792
+946
+6% +$41.3K
BTZ icon
422
BlackRock Credit Allocation Income Trust
BTZ
$930M
$747K 0.03%
55,990
-683
-1% -$9.1K
TD icon
423
Toronto Dominion Bank
TD
$198B
$741K 0.03%
16,684
+145
+0.9% +$6.35K
VSS icon
424
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$739K 0.03%
7,422
+97
+1% +$9.44K
MAT icon
425
Mattel
MAT
$4.3B
$735K 0.03%
24,273
-712
-3% -$23.3K
15 16
17
18 19

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.